DFX Intelligence

N•••• V•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

N•••• V•••••• C••••••

Advisor at C•••••• • Q•••• W••••• A•••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:684d3a91-eee9-6289-5960-486df8685f2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• • Q•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• • Q•••• W••••• A•••••••	Independent wealth	Jun 16, 2021	n/a	yes	SAN DIEGO, CA	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Jun 9, 2021	Jun 10, 2021	no	BRAINTREE, MA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	C•••••• • Q•••• W••••• A•••••••	Jun 10, 2021	Jun 16, 2021	6	Firm change	Ibd to new firm
V••• F•••••••• A•••••••• I•••	C••••• A•••••• N••••••• L••	Jun 9, 2021	Jun 9, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
2882:13572:CT:2021-06-09	Jun 9, 2021	Jun 9, 2021	WINDSOR, CT	Firm change

Relationships

Registered with (4)

→ C•••••• • Q•••• W••••• A•••••••Registered adviserregistration: current employment
Jun 16, 2021 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jun 9, 2021 to Jun 10, 2021factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2007 to Jun 9, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:684d3a91-eee9-6289-5960-486df8685f2a
First observed: Sep 6, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.