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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 25, 2018 | n/a | yes | ST. LOUIS, MO | Current employment |
| MORGAN STANLEY | Wirehouse | Dec 2, 2015 | Aug 16, 2016 | no | Chesterfield, MO | Previous registration |
| MISSOURI VALLEY PARTNERS, INC. | Former SEC adviser | Jun 28, 2011 | Sep 16, 2014 | no | ST. LOUIS, MO | Previous registration |
| MARQUETTE ASSOCIATES, INC. | Former SEC adviser | Oct 7, 2008 | Dec 3, 2010 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Aug 16, 2016 | Jul 25, 2018 | 708 | Firm change after gap | Wirehouse to wirehouse |
| MISSOURI VALLEY PARTNERS, INC. | MORGAN STANLEY | Sep 16, 2014 | Dec 2, 2015 | 442 | Firm change after gap | Other |
| MARQUETTE ASSOCIATES, INC. | MISSOURI VALLEY PARTNERS, INC. | Dec 3, 2010 | Jun 28, 2011 | 207 | Firm change | Other |