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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MISSOURI VALLEY PARTNERS, INC.

CRD 108497

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:1b7e168b-c7c7-83e6-5258-7785b5f8ce91

Data as of Jul 17, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Jul 17, 2014
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $950MItem 5.F on the latest filing (2014-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $950M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 14
Accounts: 213
SEC number: 801-57966
CRD: 108497
Filings on the tape: 10
First filed: Mar 29, 2012
Latest filed: Jul 17, 2014
Organised: Corporation, Missouri

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MVP SMALL CAP FUND, LP	Hedge Fund	$2.1M	Mar 29, 2012	8	Mar 29, 2012	dropped	021-169014

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROBERTS, SCOTT, ALLEN	President	Na	yes	03/2014	Mar 28, 2014	Jul 17, 2014
STIFEL FINANCIAL CORPORATION	Shareholder	E	yes	04/2010	Mar 29, 2012	Jul 17, 2014
GLIDDEN, GREGORY, ALAN	CHIEF INVESTMENT OFFICER	Na	no	04/2008	Mar 29, 2012	Jul 17, 2014
WATKINS, ELIZABETH, ANNE	CHIEF COMPLIANCE OFFICER	Na	no	04/2014	Apr 29, 2014	Jul 17, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STIFEL, NICOLAUS & COMPANY, INCORPORATED	n/a	National bd RIA	$198B	N	yes	Mo
ZIEGLER CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$11B	N	yes	n/a
CENTURY SECURITIES ASSOCIATES, INC.	n/a	Bd affiliated wealth	$5.0B	N	yes	n/a
MONTIBUS CAPITAL MANAGEMENT LLC.	n/a	Former SEC adviser	$1.0B	N	yes	n/a
THOMAS WEISEL GLOBAL GROWTH PARTNERS LLC	n/a	Former SEC adviser	$304M	N	yes	n/a
CHOICE FINANCIAL PARTNERS, INC.	n/a	Independent wealth	$221M	N	yes	n/a
THOMAS WEISEL CAPITAL MANAGEMENT LLC	n/a	Former SEC adviser	$2.9M	N	yes	n/a
E.J. DE LA ROSA & CO., INC.	n/a	n/a	n/a	N	yes	n/a
KBW ASSET MANAGEMENT INC	n/a	n/a	n/a	N	yes	n/a
KEEFE, BRUYETTE & WOODS, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 28, 2014	$950M	$950M	14	14	n/a	n/a	n/a
2012	Mar 21, 2013	$910M	$910M	14	14	n/a	n/a	n/a
2011	Mar 29, 2012	$810M	$810M	n/a	n/a	n/a	1	$2.1M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$950M	$910M	4.3%	n/a	n/a	14	14	n/a	n/a

Relationships

Affiliated with (9)

← MONTIBUS CAPITAL MANAGEMENT LLC.Registered adviserother investment adviser, common control
factForm ADV
→ THOMAS WEISEL CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ THOMAS WEISEL GLOBAL GROWTH PARTNERS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ZIEGLER CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ MONTIBUS CAPITAL MANAGEMENT LLC.Registered adviserother investment adviser, common control
factForm ADV
→ EQUITYCOMPASS INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserother investment adviser, broker-dealer, pooled vehicle sponsor, custodian, common control
factForm ADV
← THOMAS WEISEL PARTNERS LLCRegistered adviser
factForm ADV

Owns (2)

← GLIDDEN, GREGORY, ALANOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← WATKINS, ELIZABETH, ANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 29, 2014 to presentfactForm ADV

Controls (2)

← ROBERTS, SCOTT, ALLENOwnerPRESIDENT, ownership code NA, individual
Mar 28, 2014 to presentfactForm ADV
← STIFEL FINANCIAL CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Registered with (6)

← GARY ALAN HURLBUTAdvisorregistration: previous registration
Sep 28, 2000 to Nov 25, 2014factForm ADV
← KEITH PHILIP WELDONAdvisorregistration: previous registration
May 10, 2005 to Nov 25, 2014factForm ADV
← DANIEL RAYMOND SKUBIZAdvisorregistration: previous registration
Aug 20, 2012 to Nov 25, 2014factForm ADV
← PAUL BONIFANTAdvisorregistration: previous registration
Jun 28, 2011 to Sep 16, 2014factForm ADV
← CHAD EDWARD HOFFMANAdvisorregistration: previous registration
Mar 12, 2001 to May 14, 2012factForm ADV
← STEVEN DOUGLAS JONESAdvisorregistration: previous registration
Sep 28, 2000 to May 2, 2005factForm ADV

Advises (1)

→ MVP SMALL CAP FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 29, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b7e168b-c7c7-83e6-5258-7785b5f8ce91
First observed: Mar 29, 2012
Last observed: Jul 17, 2014 148 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MISSOURI VALLEY PARTNERS, INC.

CRD 108497

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b7e168b-c7c7-83e6-5258-7785b5f8ce91

Data as of Jul 17, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MVP SMALL CAP FUND, LP

Hedge Fund

$2.1M

Mar 29, 2012

dropped

021-169014

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROBERTS, SCOTT, ALLEN

President

yes

03/2014

Mar 28, 2014

Jul 17, 2014

STIFEL FINANCIAL CORPORATION

Shareholder

yes

04/2010

Mar 29, 2012

Jul 17, 2014

GLIDDEN, GREGORY, ALAN

CHIEF INVESTMENT OFFICER

04/2008

Mar 29, 2012

Jul 17, 2014

WATKINS, ELIZABETH, ANNE

CHIEF COMPLIANCE OFFICER

04/2014

Apr 29, 2014

Jul 17, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STIFEL, NICOLAUS & COMPANY, INCORPORATED

n/a

National bd RIA

$198B

yes

ZIEGLER CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$11B

yes

n/a

CENTURY SECURITIES ASSOCIATES, INC.

n/a

Bd affiliated wealth

$5.0B

yes

n/a

MONTIBUS CAPITAL MANAGEMENT LLC.

n/a

Former SEC adviser

$1.0B

yes

n/a

THOMAS WEISEL GLOBAL GROWTH PARTNERS LLC

n/a

Former SEC adviser

$304M

yes

n/a

CHOICE FINANCIAL PARTNERS, INC.

n/a

Independent wealth

$221M

yes

n/a

THOMAS WEISEL CAPITAL MANAGEMENT LLC

n/a

Former SEC adviser

$2.9M

yes

n/a

E.J. DE LA ROSA & CO., INC.

n/a

yes

n/a

KBW ASSET MANAGEMENT INC

n/a

yes

n/a

KEEFE, BRUYETTE & WOODS, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 28, 2014

$950M

n/a

2012

Mar 21, 2013

$910M

n/a

2011

Mar 29, 2012

$810M

n/a

$2.1M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$950M

$910M

4.3%

n/a