DFX Intelligence

J••• R•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J••• R•••••• W•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:685d8fc8-6c27-1bf7-f20d-85613b4f6040

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 14, 2022	n/a	yes	Ponte Vedra Beach, FL\|Ponte Vedra, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 21, 2011	Jan 19, 2022	no	VINELAND, NJ\|HADDON TOWNSHIP, NJ\|HADDON TOWNSHIP, NJ\|PONTE VEDRA BEACH, FL\|VINELAND, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Jan 19, 2022	Jan 14, 2022	-5	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 14, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 21, 2011 to Jan 19, 2022factForm ADV

Dated events

Occurred
Jan 19, 2022
Advisor changed firm
J••• R•••••• W••••• left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-01-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:685d8fc8-6c27-1bf7-f20d-85613b4f6040
First observed: Sep 21, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.