DFX Intelligence

D••• M•••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D••• M•••• K•••••••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

FRANKLIN, WI

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Search this name across graphsid dfx:ria:6861edf3-39c2-292e-1eaf-7d658c6f0b99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 6, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Aug 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Aug 25, 2023	n/a	yes	FRANKLIN, WI	Current employment
N•••••• A•••••••	Bd affiliated wealth	Feb 20, 2019	May 31, 2023	no	Appleton, WI\|NEW ORLEANS, LA\|Hartford, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	N••••••••• M••••• I••••••••• S•••••••••	May 31, 2023	Aug 25, 2023	86	Firm change	Other
I••••••••• C•••••• O• A••••••• I•••	N•••••• A•••••••	Jun 25, 2018	Feb 20, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
2225:16443:WI:2018-06-25	Jun 25, 2018	Feb 3, 2016	APPLETON, WI	Firm change after gap

Relationships

Registered with (4)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Aug 25, 2023 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Feb 20, 2019 to May 31, 2023factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Feb 3, 2016 to Jun 25, 2018factForm ADV
→ S•• I••••••••• I•••

Dated events

Occurred
May 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6861edf3-39c2-292e-1eaf-7d658c6f0b99
First observed: Nov 6, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.