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CRD 284167
GARDEN CITY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•• H•••••••• L•• | MANAGING MEMBER | E | yes | 07/2016 | Jun 17, 2016 | Aug 29, 2019 |
| K•••••• P••••••• M•••••• | MANAGING MEMBER | C | yes | 09/2017 | Sep 28, 2017 | Aug 29, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| B•••••••• R••• M••••••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 5, 2019 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $80.3M | $118M | -32.0% | n/a | n/a | 4 | 5 | 0 | 2 |
| CHIEF OPERATIONS OFFICER / CCO |
| Na |
| yes |
| 02/2018 |
| Sep 28, 2017 |
| Aug 29, 2019 |
| L•••••• J••••••• A•••• | MANAGING MEMBER | D | yes | 07/2016 | Jun 17, 2016 | Aug 29, 2019 |
| L•••••• J••••••• A•••• | CEO / DIRECTOR OF FINANCIAL PLANNING | Na | yes | 07/2016 | Jun 17, 2016 | Aug 29, 2019 |
| $131M |
| $113M |
| 6 |
| 4 |
| 1 |
| n/a |
| n/a |
| 2017 | Feb 8, 2018 | $118M | $97.9M | 5 | 5 | 2 | n/a | n/a |
| 2016 | Mar 30, 2017 | $84.0M | $64.3M | 5 | 5 | n/a | n/a | n/a |