DFX Intelligence

J•••••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist22 years in industry

J•••••• T•••••••••

Advisor at I••••••••• W••••• C••••••• L••

Miami, FL

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Search this name across graphsid dfx:ria:cc72c8bc-44d1-0ced-201b-926b166f9aff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Feb 14, 2019	n/a	yes	Miami, FL	Current employment
B•••••••• W••••• A•••••••• L••	Former SEC adviser	Mar 2, 2017	Jan 7, 2019	no	Miami, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• W••••• A•••••••• L••	I••••••••• W••••• C••••••• L••	Jan 7, 2019	Feb 14, 2019	38	Firm change	RIA to RIA
S•••••••• F••••••••• I•••	B•••••••• W••••• A•••••••• L••	Oct 28, 2015	Mar 2, 2017

Relationships

Registered with (5)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Feb 14, 2019 to presentfactForm ADV
→ B•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 2, 2017 to Jan 7, 2019factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2012 to Oct 28, 2015factForm ADV
→ I••••••••• A••••••• S••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc72c8bc-44d1-0ced-201b-926b166f9aff
First observed: Jul 24, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.