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Advisor at LAGUNA WEALTH ADVISORS, LLC
Irvine, CA | DANA POINT, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAGUNA WEALTH ADVISORS, LLC | Independent wealth | Dec 4, 2017 | n/a | yes | DANA POINT, CA|Irvine, CA | Current employment |
| MIRAMONTES CAPITAL, LLC | Independent wealth | Aug 5, 2015 | Jan 2, 2018 | no | NEWPORT BEACH, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 5, 2015 | Jul 28, 2015 | no | BREA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MIRAMONTES CAPITAL, LLC | LAGUNA WEALTH ADVISORS, LLC | Jan 2, 2018 | Dec 4, 2017 | -29 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | MIRAMONTES CAPITAL, LLC | Jul 28, 2015 | Aug 5, 2015 | 8 | Firm change | Wirehouse to new firm |