This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$161MItem 5.F on the latest filing (2026-07-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$161M

Private client RAUM

$155MderivedItem 5.D individuals plus high net worth individuals

Private client share

96%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$40.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

4

Offices

1Schedule D 1.F, beyond the principal office

Accounts

685

Individual clients

242

High net worth clients

46

Custody, client assets

$37.9M

SEC number

801-129282

CRD

167847

Filings on the tape

7

First filed

Nov 30, 2023

Latest filed

Jul 16, 2026

Organised

Limited Liability Company, CA

Website

lagunawealth.com

• Occurred

  Nov 30, 2023
  First Form ADV filing

  Laguna Wealth Advisors, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago
• Occurred

  Apr 13, 2023
  Advisor changed firm

  Andrew Thomas Becket left Laguna Wealth Advisors, Llc for Rbc Capital Markets, Llc (registered 2023-08-25)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ea22c7ca-ee6a-7c86-228d-c9998e42f8cb

First observed

Nov 30, 2023

Last observed

Jul 16, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.