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Advisor at W•••• F•••• A•••••••
ROCHESTER, NY | NEWTOWN SQUARE , PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Jun 4, 2026 | n/a | yes | ROCHESTER, NY|NEWTOWN SQUARE , PA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Aug 11, 2004 | Jun 4, 2026 | no | WYOMISSING, PA|MEDIA, PA|DREXEL HILL, PA|WAYNE, PA|SPRINGFIELD, PA|DREXEL HILL, PA|WEST CHESTER, PA|ALLENTOWN, PA|SPRINGFIELD, PA|WEST CHESTER, PA|WEST CHESTER, PA|RADNOR, PA|WILMINGTON, DE|NEWARK, DE|WILMINGTON, DE|WILMINGTON, DE|NEWARK, DE|FOLSOM, PA|RADNOR, PA|RADNOR, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | W•••• F•••• A••••••• | Jun 4, 2026 | Jun 4, 2026 | 0 | Channel change | Wirehouse to wirehouse |
| R•• C•••••• M••••••• L•• | W•••• F•••• A••••••• | Feb 27, 2004 | Aug 11, 2004 |
| Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | May 17, 2002 | Feb 27, 2004 | no | WILMINGTON, DE | Previous registration |
| 166 |
| Firm change |
| Ibd to wirehouse |