DFX Intelligence

K•••• C•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

K•••• C•••••• K••••••

Advisor at W••••••••• A•••••••

Appleton, WI

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Search this name across graphsid dfx:ria:68814c78-7ef6-6de0-a578-6877a1a0eaf6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 24, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••	Independent wealth	Jan 3, 2021	n/a	yes	Appleton, WI	Current employment
W••••••••• A•••••••	Former SEC adviser	Jun 26, 2013	Dec 31, 2020	no	APPLETON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	W••••••••• A•••••••	Dec 31, 2020	Jan 3, 2021	3	Bulk transfer	RIA to RIA
J••• M••••• S••••••••• L••	W••••••••• A•••••••	Jul 12, 2013	Jun 26, 2013

Relationships

Registered with (4)

→ W••••••••• A•••••••Registered adviserregistration: current employment
Jan 3, 2021 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Jun 26, 2013 to Dec 31, 2020factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 23, 2009 to Jul 12, 2013factForm ADV
→ J••• M••••• S••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68814c78-7ef6-6de0-a578-6877a1a0eaf6
First observed: Oct 11, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.