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Advisor at WELLS FARGO ADVISORS
FERNANDINA BEACH, FL | JACKSONVILLE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 4, 2023 | n/a | yes | FERNANDINA BEACH, FL|JACKSONVILLE, FL | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 14, 2018 | Apr 5, 2023 | no | AVON, IN|BROWNSBURG, IN|DANVILLE, IN|CRAWFORDSVILLE, IN|PLAINFIELD, IN|JACKSONVILLE, FL|JACKSONVILLE, FL|Jacksonville, FL|DANVILLE, IN | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Aug 1, 2012 | Nov 2, 2018 | no | MOORESVILLE, IN|BROWNSBURG, IN|MARTINSVILLE, IN|MARTINSVILLE, IN|BROWNSBURG, IN|RUSHVILLE, IN|TIPTON, IN|Plainfield, IN|Avon, IN | Previous registration |
| M&I FINANCIAL ADVISORS, INC. | Former SEC adviser | May 8, 2012 | Aug 1, 2012 | no | BROWNSBURG, IN | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 19, 2007 | Apr 26, 2012 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|GREENWOOD, IN|INDIANAPOLIS, IN|PLAINFIELD, IN|ORLEANS, IN|BLOOMINGTON, IN|INDIANAPOLIS, IN|BROWNSBURG, IN|INDIANAPOLIS, IN|GREENWOOD, IN|CAMBY, IN|BROWNSBURG, IN|ORLEANS, IN|AVON, IN|INDIANAPOLIS, IN | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Dec 7, 2005 | Jul 6, 2007 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | WELLS FARGO ADVISORS | Apr 5, 2023 | Apr 4, 2023 | -1 | Firm change | Ibd to wirehouse |
| BMO HARRIS FINANCIAL ADVISORS, INC | PNC WEALTH MANAGEMENT | Nov 2, 2018 | Nov 14, 2018 | 12 | Firm change | Ibd to ibd |
| M&I FINANCIAL ADVISORS, INC. | BMO HARRIS FINANCIAL ADVISORS, INC | Aug 1, 2012 | Aug 1, 2012 | 0 | Channel change | Other |
| FIFTH THIRD SECURITIES, INC. | M&I FINANCIAL ADVISORS, INC. | Apr 26, 2012 | May 8, 2012 | 12 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | FIFTH THIRD SECURITIES, INC. | Jul 6, 2007 | Jul 19, 2007 | 13 | Firm change | Other |