RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• V••••••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 4, 2023 · Fernandina Beach, Fl
- P•• W••••• M••••••••• BD affiliatedNov 14, 2018 to Apr 5, 2023 · Avon, In
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Nov 2, 2018 · Mooresville, In
- M•• F•••••••• A•••••••• I••• formerMay 8, 2012 to Aug 1, 2012 · Brownsburg, In
- F•••• T•••• S••••••••• I••• BD affiliatedJul 19, 2007 to Apr 26, 2012 · Indianapolis, In
- C•••• I••••••••• S••••••• C•••• formerDec 7, 2005 to Jul 6, 2007 · Indianapolis, In
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Apr 5, 2023, registered Apr 4, 2023 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- B•• H••••• F•••••••• A•••••••• I•• to P•• W••••• M•••••••••left Nov 2, 2018, registered Nov 14, 2018 (12 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• A•••••••• I••• to B•• H••••• F•••••••• A•••••••• I••left Aug 1, 2012, registered Aug 1, 2012 (0 days) · channel change inside one enterprise, not a move
- F•••• T•••• S••••••••• I••• to M•• F•••••••• A•••••••• I•••left Apr 26, 2012, registered May 8, 2012 (12 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left Jul 6, 2007, registered Jul 19, 2007 (13 days) · Other
- G•••••• V•••••••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2023-04-04)Apr 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address