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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

RIGGS CAPITAL MANAGEMENT, LLC

CRD 120253

AMERICAN FORK, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:688239b0-0130-0cc6-eef5-5d6341392f49

Data as of Feb 6, 2025 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 7
On other graphs: 0
Observed: Mar 22, 2012 to Feb 6, 2025
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $307MItem 5.F on the latest filing (2025-02-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $307M
Private client RAUM: $291MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 360
Individual clients: 260
High net worth clients: 96
SEC number: 801-64363
CRD: 120253
Filings on the tape: 28
First filed: Mar 22, 2012
Latest filed: Feb 6, 2025
Organised: Limited Liability Company, UT
Website: riggscapmgt.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALPHA CAPITAL ADVISORS, INC.	Owner	D	yes	05/2005	Mar 22, 2012	Mar 25, 2024
FOSTECA, INC.	Owner	B	yes	05/2005	Mar 22, 2012	Mar 25, 2024
FOSTER, CAMERON, WESLEY	Owner	E	yes	05/2005	Mar 22, 2012	Mar 25, 2024
FOSTER, CAMERON, WESLEY	MANAGING MEMBER	Na	yes	03/2005	Mar 22, 2012	Mar 25, 2024
RIGGS, CRAIG, LEWIS	Owner	E	yes	05/2005	Mar 22, 2012	Mar 25, 2024
RIGGS, CRAIG, LEWIS	MANAGING MEMBER	Na	yes	01/2003	Mar 22, 2012	Mar 25, 2024
RIGGS, JAY, ANTHONY	Owner	E	yes	05/2005	Mar 22, 2012	Mar 25, 2024
RIGGS, JAY, ANTHONY	MANAGING MEMBER	Na	yes	03/2002	Mar 22, 2012	Mar 25, 2024
THOMPSON, KREY, RONALD	CHIEF COMPLIANCE OFFICER	Na	yes	08/2013	Oct 15, 2013	Mar 25, 2024
VERTEX CAPITAL, INC.	Owner	C	yes	05/2005	Mar 22, 2012	Mar 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 6, 2025	$307M	$307M	8	6	0	n/a	n/a
2023	Mar 25, 2024	$275M	$275M	9	7	0	n/a	n/a
2022	Feb 2, 2023	$253M	$253M	8	6	0	n/a	n/a
2021	Mar 28, 2022	$269M	$269M	7	6	0	n/a	n/a
2020	Mar 31, 2021	$260M	$260M	7	6	0	n/a	n/a
2019	Mar 17, 2020	$231M	$231M	7	6	0	n/a	n/a
2018	Mar 19, 2019	$208M	$208M	8	7	1	n/a	n/a
2017	Mar 5, 2018	$224M	$224M	7	7	1	n/a	n/a
2016	Mar 13, 2017	$228M	$228M	7	7	n/a	n/a	n/a
2015	Feb 10, 2016	$199M	$199M	8	7	n/a	n/a	n/a
2014	Feb 10, 2015	$185M	$185M	9	8	n/a	n/a	n/a
2013	Feb 13, 2014	$192M	$192M	11	6	n/a	n/a	n/a
2012	Mar 25, 2013	$172M	$172M	7	6	n/a	n/a	n/a
2011	Mar 22, 2012	$137M	$137M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$307M	$275M	11.4%	$269M	4.5%	8	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERIT FINANCIAL ADVISORS	3	May 30, 2025	May 30, 2025	AMERICAN FORK, UT	Firm absorbed	RIA to RIA	60.0%

Relationships

Moved with (1)

→ MERIT FINANCIAL ADVISORSRegistered adviser3 advisors, firm absorbed, same day
May 30, 2025 to May 30, 2025factForm ADV

Registered with (10)

← Jay Anthony RiggsAdvisorregistration: previous registration
May 8, 2002 to May 30, 2025factForm ADV
← Michael Lorin RossAdvisorregistration: previous registration
Jun 23, 2022 to May 30, 2025factForm ADV
← James HoustonAdvisorregistration: previous registration
Mar 3, 2014 to May 30, 2025factForm ADV
← CAMERON WESLEY FOSTERAdvisorregistration: previous registration
Dec 8, 2006 to May 30, 2025factForm ADV
← Craig RiggsAdvisorregistration: previous registration
Mar 31, 2003 to May 30, 2025factForm ADV
← DAVID B GARDNERAdvisorregistration: previous registration
Apr 14, 2010 to Dec 11, 2014factForm ADV
← TODD MICHAEL NUTTALLAdvisorregistration: previous registration
Apr 28, 2014 to Dec 11, 2014factForm ADV
← NEPHI K. WIJCKMANSAdvisorregistration: previous registration
Aug 3, 2010 to Jul 1, 2011factForm ADV
← MARK JAMES FAIRCLOUGHAdvisorregistration: previous registration
Jun 15, 2009 to Mar 1, 2010factForm ADV
← BRYAN BALESAdvisorregistration: previous registration
Apr 1, 2003 to Jan 10, 2005factForm ADV

Controls (7)

← RIGGS, JAY, ANTHONYOwnerMANAGING MEMBER, ownership code NA, individual
Mar 22, 2012 to Mar 25, 2024factForm ADV
← FOSTER, CAMERON, WESLEYOwnerOWNER, ownership code E, individual
Mar 22, 2012 to Mar 25, 2024factForm ADV
← THOMPSON, KREY, RONALDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 15, 2013 to Mar 25, 2024factForm ADV
← RIGGS, CRAIG, LEWISOwnerOWNER, ownership code E, individual
Mar 22, 2012 to Mar 25, 2024factForm ADV
← ALPHA CAPITAL ADVISORS, INC.OwnerOWNER, ownership code D, domestic entity
Mar 22, 2012 to Mar 25, 2024factForm ADV
← FOSTECA, INC.OwnerOWNER, ownership code B, domestic entity
Mar 22, 2012 to Mar 25, 2024factForm ADV
← VERTEX CAPITAL, INC.OwnerOWNER, ownership code C, domestic entity
Mar 22, 2012 to Mar 25, 2024factForm ADV

Dated events

Occurred
Jun 2, 2025
Left the SEC roster
Riggs Capital Management, Llc no longer on the SEC adviser roster (last listed 2025-05-02, RAUM $306.8M)
Form ADVobserved 3 days ago
$307M
Occurred
May 30, 2025
Firm absorbed
Riggs Capital Management, LLC's advisors moved to Merit Financial Advisors (American Fork, UT): 3 of 5 registered, on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
May 30, 2025
Advisor changed firm
James Houston left Riggs Capital Management, Llc for Merit Financial Advisors (registered 2025-05-30)
Form ADVobserved 3 days ago
Occurred
May 30, 2025
Advisor changed firm
Cameron Wesley Foster left Riggs Capital Management, Llc for Merit Financial Advisors (registered 2025-05-30)
Form ADVobserved 3 days ago
Occurred
May 30, 2025
Advisor changed firm
Jay Anthony Riggs left Riggs Capital Management, Llc for Spc (registered 2004-01-27)
Form ADVobserved 3 days ago
Occurred
May 30, 2025
Advisor changed firm
Michael Lorin Ross left Riggs Capital Management, Llc for Independent Financial Partners (registered 2025-06-16)
Form ADVobserved 3 days ago
Occurred
May 30, 2025
Advisor changed firm
Craig Riggs left Riggs Capital Management, Llc for Merit Financial Advisors (registered 2025-05-30)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:688239b0-0130-0cc6-eef5-5d6341392f49
First observed: Mar 22, 2012
Last observed: Feb 6, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIGGS CAPITAL MANAGEMENT, LLC

CRD 120253

AMERICAN FORK, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:688239b0-0130-0cc6-eef5-5d6341392f49

Data as of Feb 6, 2025 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALPHA CAPITAL ADVISORS, INC.

Owner

yes

05/2005

Mar 22, 2012

Mar 25, 2024

FOSTECA, INC.

Owner

yes

05/2005

Mar 22, 2012

Mar 25, 2024

FOSTER, CAMERON, WESLEY

Owner

yes

05/2005

Mar 22, 2012

Mar 25, 2024

FOSTER, CAMERON, WESLEY

MANAGING MEMBER

yes

03/2005

Mar 22, 2012

Mar 25, 2024

RIGGS, CRAIG, LEWIS

Owner

yes

05/2005

Mar 22, 2012

Mar 25, 2024

RIGGS, CRAIG, LEWIS

MANAGING MEMBER

yes

01/2003

Mar 22, 2012

Mar 25, 2024

RIGGS, JAY, ANTHONY

Owner

yes

05/2005

Mar 22, 2012

Mar 25, 2024

RIGGS, JAY, ANTHONY

MANAGING MEMBER

yes

03/2002

Mar 22, 2012

Mar 25, 2024

THOMPSON, KREY, RONALD

CHIEF COMPLIANCE OFFICER

yes

08/2013

Oct 15, 2013

Mar 25, 2024

VERTEX CAPITAL, INC.

Owner

yes

05/2005

Mar 22, 2012

Mar 25, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 6, 2025

$307M

n/a

2023

Mar 25, 2024

$275M

n/a

2022

Feb 2, 2023

$253M

n/a

2021

Mar 28, 2022

$269M

n/a

2020

Mar 31, 2021

$260M

n/a

2019

Mar 17, 2020

$231M

n/a

2018

Mar 19, 2019

$208M

n/a

2017

Mar 5, 2018

$224M

n/a

2016

Mar 13, 2017

$228M

n/a

2015

Feb 10, 2016

$199M

n/a

2014

Feb 10, 2015

$185M

n/a

2013

Feb 13, 2014

$192M

n/a

2012

Mar 25, 2013

$172M

n/a

2011

Mar 22, 2012

$137M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$307M

$275M

11.4%

$269M

4.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERIT FINANCIAL ADVISORS

May 30, 2025

AMERICAN FORK, UT

Firm absorbed

RIA to RIA

60.0%