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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Oct 26, 2015 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Apr 26, 2005 | Jun 21, 2006 | no | SAN FRANCISCO, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 23, 2003 | Nov 21, 2003 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | EMPOWER ADVISORY GROUP, LLC | Jun 21, 2006 | Oct 26, 2015 | 3,414 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MORGAN STANLEY & CO. LLC | Nov 21, 2003 | Apr 26, 2005 | 522 | Firm change after gap | Other |