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B•••• W•••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

B•••• W•••• L••

Advisor at C••••••• A•••• M••••••••• L••

Williston, ND | ANN ARBOR, MI

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Search this name across graphsid dfx:ria:68a37936-3bf1-042b-1070-a3c31e8896e7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 13, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 20, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Jul 9, 2016	n/a	yes	Williston, ND\|ANN ARBOR, MI	Current employment
L•••••••• W••••• A•••••••• L••	Former SEC adviser	Nov 3, 2014	Jul 27, 2016	no	WILLISTON, ND\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••••• W••••• A•••••••• L••	C••••••• A•••• M••••••••• L••	Jul 27, 2016	Jul 9, 2016	-18	Firm change	Other
V••• F•••••••• A•••••••• I•••	L•••••••• W••••• A•••••••• L••	Oct 30, 2014	Nov 3, 2014

Relationships

Registered with (3)

→ C••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jul 9, 2016 to presentfactForm ADV
→ L•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 3, 2014 to Jul 27, 2016factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 13, 2013 to Oct 30, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68a37936-3bf1-042b-1070-a3c31e8896e7
First observed: May 13, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.