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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CONTINUITY WEALTH MANAGEMENT, CORP.

CRD 111010

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68a7a16a-9d08-b2db-a96c-8084fabd0174

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 22, 2012 to Mar 17, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $214MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $212M
Private client RAUM: $209MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $107Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 613
Individual clients: 191
High net worth clients: 79
Custody, client assets: $84.1M
SEC number: 801-60320
CIK: 2025266
CRD: 111010
Filings on the tape: 26
First filed: Mar 22, 2012
Latest filed: Mar 17, 2026
Organised: Corporation, OR

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM FRANCIS BALDWIN	Chartered Financial Consultant	PORTLAND, OR	15	38	3	no
Justin James Curtiss	Certified Financial Planner	PORTLAND, OR	4	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Curtiss, Justin, James	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	01/2023	Mar 29, 2023	Oct 4, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$214M	$212M	4	2	0	n/a	n/a
2024	Jan 28, 2025	$181M	$180M	4	2	0	n/a	n/a
2023	Jan 24, 2024	$158M	$158M	4	2	0	n/a	n/a
2022	Mar 29, 2023	$160M	$158M	3	3	0	n/a	n/a
2021	Mar 31, 2022	$188M	$177M	4	4	0	n/a	n/a
2020	Mar 26, 2021	$154M	$142M	3	3	0	n/a	n/a
2019	Apr 9, 2020	$138M	$128M	6	3	0	n/a	n/a
2018	Mar 28, 2019	$125M	$118M	6	3	0	n/a	n/a
2017	Mar 29, 2018	$135M	$130M	5	3	0	n/a	n/a
2016	Mar 30, 2017	$127M	$121M	3	3	n/a	n/a	n/a
2015	Mar 30, 2016	$129M	$125M	4	3	n/a	n/a	n/a
2014	Mar 28, 2015	$128M	$125M	4	3	n/a	n/a	n/a
2013	Mar 24, 2014	$118M	$118M	4	4	n/a	n/a	n/a
2012	Mar 25, 2013	$99.1M	$96.4M	4	4	n/a	n/a	n/a
2011	Mar 22, 2012	$93.0M	$90.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$214M	$181M	18.6%	$160M	10.2%	4	4	0	0

Relationships

Registered with (3)

← Justin James CurtissAdvisorregistration: current employment
Feb 16, 2022 to presentfactForm ADV
← WILLIAM FRANCIS BALDWINAdvisorregistration: current employment
Apr 15, 2011 to presentfactForm ADV
← BRADLEY SCOTT ATHERTONAdvisorregistration: previous registration
May 24, 2002 to Jan 15, 2003factForm ADV

Controls (1)

← Curtiss, Justin, JamesOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2023 to Oct 4, 2024factForm ADV

Dated events

Occurred
Mar 29, 2023
Control person joined
James Justin Curtiss (President & Chief Compliance Officer) appeared on Schedule A of Continuity Wealth Management, Corp.
Form ADVobserved 4 days ago
Occurred
Mar 29, 2023
Control person left
Earl Russell Owen (Chief Compliance Officer/President) no longer on Schedule A of Continuity Wealth Management, Corp. (listed 2022-11-21, absent 2023-03-29)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68a7a16a-9d08-b2db-a96c-8084fabd0174
First observed: Mar 22, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONTINUITY WEALTH MANAGEMENT, CORP.

CRD 111010

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68a7a16a-9d08-b2db-a96c-8084fabd0174

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM FRANCIS BALDWIN

Chartered Financial Consultant

PORTLAND, OR

Justin James Curtiss

Certified Financial Planner

PORTLAND, OR

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Curtiss, Justin, James

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

01/2023

Mar 29, 2023

Oct 4, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$214M

$212M

n/a

2024

Jan 28, 2025

$181M

$180M

n/a

2023

Jan 24, 2024

$158M

n/a

2022

Mar 29, 2023

$160M

$158M

n/a

2021

Mar 31, 2022

$188M

$177M

n/a

2020

Mar 26, 2021

$154M

$142M

n/a

2019

Apr 9, 2020

$138M

$128M

n/a

2018

Mar 28, 2019

$125M

$118M

n/a

2017

Mar 29, 2018

$135M

$130M

n/a

2016

Mar 30, 2017

$127M

$121M

n/a

2015

Mar 30, 2016

$129M

$125M

n/a

2014

Mar 28, 2015

$128M

$125M

n/a

2013

Mar 24, 2014

$118M

n/a

2012

Mar 25, 2013

$99.1M

$96.4M

n/a

2011

Mar 22, 2012

$93.0M

$90.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$214M

$181M

18.6%

$160M

10.2%