DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• W••••• M••••••••• C••••
Latest filing Mar 17, 2026
First filing on the tape Mar 22, 2012 · 26 filings
SEC status approved since Jun 1, 2001
RAUM
$214M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$209M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$214M as of Mar 17, 2026
Mar 22, 2012$93.0M then
HNW client RAUM$153M as of Mar 17, 2026
Mar 29, 2018$87.0M then
State-registered IARs (5.B.3)2 as of Mar 17, 2026
Mar 22, 20120 then
Employees (5.A)4 as of Mar 17, 2026
Mar 25, 20134 then
Private funds: no history
RAUM +19% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 135derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $349,603derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $84.1M, 134 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$153M72%
- Individuals$55.6M26%
- Corporations and businesses$5.2M2.4%
- Pension and profit-sharing plans$61,5200.0%
- Individual clients
- 191reported
- HNW clients
- 79reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 613reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $84.1M for 134 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• F•••••• B••••••Chartered Financial Consultant | Portland, Or | Apr 15, 2011 | 38 y | 3 |
| J••••• J•••• C••••••Certified Financial Planner | Portland, Or | Feb 16, 2022 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••••• S•••• A••••••• to A•• A•••••••Jan 15, 2003 · Other
Joined, latest
- J••••• J•••• C•••••• from M•••••••• W••••• M••••••••• I•••Feb 16, 2022 · RIA to RIA
- W•••••• F•••••• B•••••• from F•• S••••••••• C•••••••••Apr 15, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••••• J•••• · President & Chief Compliance Officercontrolsince 01/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 539 to 613Jan 28, 2025 to Mar 17, 2026
- HNW clients · 51 to 79Jan 28, 2025 to Mar 17, 2026
- Individual clients · 194 to 191Jan 28, 2025 to Mar 17, 2026
- Assets in custody · $73.5M to $84.1MJan 28, 2025 to Mar 17, 2026
- Discretionary RAUM · $180M to $212MJan 28, 2025 to Mar 17, 2026
- HNW RAUM · $111M to $153MJan 28, 2025 to Mar 17, 2026
- Individual RAUM · $65.6M to $55.6MJan 28, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $240,971 to $2.2MJan 28, 2025 to Mar 17, 2026
- Pension RAUM · $3.5M to $61,520Jan 28, 2025 to Mar 17, 2026
- RAUM · $181M to $214MJan 28, 2025 to Mar 17, 2026
- Accounts · 511 to 539Oct 4, 2024 to Jan 28, 2025
- Individual clients · 165 to 194Oct 4, 2024 to Jan 28, 2025
- Assets in custody · $25.4M to $73.5MOct 4, 2024 to Jan 28, 2025
- Financial planning clients · 51-100 to 101-250Oct 4, 2024 to Jan 28, 2025
- Discretionary RAUM · $158M to $180MOct 4, 2024 to Jan 28, 2025
- HNW RAUM · $101M to $111MOct 4, 2024 to Jan 28, 2025
- Individual RAUM · $53.8M to $65.6MOct 4, 2024 to Jan 28, 2025
- Non-discretionary RAUM · $27,884 to $240,971Oct 4, 2024 to Jan 28, 2025
- Pension RAUM · $2.9M to $3.5MOct 4, 2024 to Jan 28, 2025
- RAUM · $158M to $181MOct 4, 2024 to Jan 28, 2025
- Advisory activities · 5 to 6May 10, 2024 to Oct 3, 2024
- Business name · S•• A••••••• to C••••••••• W••••• M••••••••• C••••May 10, 2024 to Oct 3, 2024
- Legal name · STRATEGIC RESEARCH & MANAGEMENT CORP. to C••••••••• W••••• M••••••••• C••••May 10, 2024 to Oct 3, 2024
- Accounts · 495 to 511Mar 30, 2023 to Jan 24, 2024
- Advisory employees · 3 to 2Mar 30, 2023 to Jan 24, 2024
- BD registered reps · 3 to 0Mar 30, 2023 to Jan 24, 2024
- Corporate clients · 1.0 to unsetMar 30, 2023 to Jan 24, 2024
- HNW clients · 55 to 51Mar 30, 2023 to Jan 24, 2024
- Individual clients · 161 to 165Mar 30, 2023 to Jan 24, 2024
- Pension plan clients · 5.0 to unsetMar 30, 2023 to Jan 24, 2024
- Assets in custody · unset to 25416733.0Mar 30, 2023 to Jan 24, 2024
- Custody of client assets · false to trueMar 30, 2023 to Jan 24, 2024
- Employees · 3 to 4Mar 30, 2023 to Jan 24, 2024
- Financial planning clients · 26-50 to 51-100Mar 30, 2023 to Jan 24, 2024
- State-registered IARs · 3 to 2Mar 30, 2023 to Jan 24, 2024
- Discretionary RAUM · $158M to $158MMar 30, 2023 to Jan 24, 2024
- HNW RAUM · $103M to $101MMar 30, 2023 to Jan 24, 2024
- Individual RAUM · $44.8M to $53.8MMar 30, 2023 to Jan 24, 2024
- Non-discretionary RAUM · $2.6M to $27,884Mar 30, 2023 to Jan 24, 2024
- Pension RAUM · $12.2M to $2.9MMar 30, 2023 to Jan 24, 2024
Signals
2 dated events
- J•••• J••••• C•••••• (President & Chief Compliance Officer) appeared on Schedule A of C••••••••• W••••• M••••••••• C••••Mar 29, 2023 · Control person joined · fact
- Earl Russell Owen (Chief Compliance Officer/President) no longer on Schedule A of C••••••••• W••••• M••••••••• C•••• (listed 2022-11-21, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-244-8905reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- continuitywm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-244-8905reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- continuitywm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026