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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Timothy Mark Rolls

Advisor at INTEGRITY ALLIANCE, LLC

Austin, TX | URBANDALE, IA

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Search this name across graphsid dfx:ria:68ad7f46-5000-be91-8c2d-4da0b330b3d0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 26, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 27, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 27, 2000
First registration: Jul 26, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4247776

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Mar 25, 2026	n/a	yes	Austin, TX\|URBANDALE, IA	Current employment
PER STIRLING CAPITAL MANAGEMENT, LLC	Independent wealth	Mar 28, 2025	Oct 21, 2025	no	AUSTIN, TX	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 19, 2016	Mar 11, 2024	no	AUSTIN, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jan 6, 2011	Sep 22, 2016	no	AUSTIN, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 6, 2007	Jan 3, 2011	no	ADDISON, TX\|LAKEWAY, TX\|ADDISON, TX\|AUSTIN, TX	Previous registration
INVESMART ADVISORS INC	n/a	Jan 17, 2006	May 30, 2006	no	AUSTIN, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jul 26, 2004	Dec 5, 2005	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PER STIRLING CAPITAL MANAGEMENT, LLC	INTEGRITY ALLIANCE, LLC	Oct 21, 2025	Mar 25, 2026	155	Firm change	RIA to ibd
KESTRA ADVISORY SERVICES, LLC	PER STIRLING CAPITAL MANAGEMENT, LLC	Mar 11, 2024	Mar 28, 2025	382	Firm change	Ibd to RIA
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 19, 2016	-156	Bulk transfer	Other
WELLS FARGO ADVISORS	NFP ADVISOR SERVICES, LLC	Jan 3, 2011	Jan 6, 2011	3	Firm change	Other
INVESMART ADVISORS INC	WELLS FARGO ADVISORS	May 30, 2006	Feb 6, 2007	252	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	INVESMART ADVISORS INC	Dec 5, 2005	Jan 17, 2006	43	Firm change	Other

Relationships

Registered with (7)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ PER STIRLING CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 28, 2025 to Oct 21, 2025factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 19, 2016 to Mar 11, 2024factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jan 6, 2011 to Sep 22, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 6, 2007 to Jan 3, 2011factForm ADV
→ INVESMART ADVISORS INCRegistered adviserregistration: previous registration
Jan 17, 2006 to May 30, 2006factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 26, 2004 to Dec 5, 2005factForm ADV

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
Timothy Mark Rolls left Per Stirling Capital Management, Llc for Integrity Alliance, Llc (registered 2026-03-25)
Form ADVobserved 5 days ago
Occurred
Mar 11, 2024
Advisor changed firm
Timothy Mark Rolls left Kestra Advisory Services, Llc for Per Stirling Capital Management, Llc (registered 2025-03-28)
Form ADVobserved 5 days ago