DFX Intelligence
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Reading the graph
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Advisor at K••••••• C•••••• M••••••••• L••
WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••••• C•••••• M••••••••• L•• | Independent wealth | Oct 1, 2019 | n/a | yes | WAYNE, PA | Current employment |
| P•••••• A•••••• G••••• L•• | Bd affiliated wealth | Apr 18, 2012 | Oct 1, 2019 | no | KING OF PRUSSIA, PA|MORRISTOWN, NJ|KING OF PRUSSIA, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | P•••••• A•••••• G••••• L•• | Oct 9, 2019 | Apr 18, 2012 | -2,730 | Firm change after gap | Other |
| P•••••• A•••••• G••••• L•• | K••••••• C•••••• M••••••••• L•• | Oct 1, 2019 | Oct 1, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:155216:PA:2019-10-09 | Oct 9, 2019 | Apr 18, 2012 | KING OF PRUSSIA, PA | Firm change after gap |
| 155216:305118:PA:2019-10-01 | Oct 1, 2019 | Oct 1, 2019 | KING OF PRUSSIA, PA | Firm change |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 20, 2011 | Oct 9, 2019 | no | BRYN MAWR, PA|FORT MILL, SC|KING OF PRUSSIA, PA|KING OF PRUSSIA, PA | Previous registration |
| E•• F•••••••• A••••••• | Independent wealth | Aug 6, 2002 | Oct 15, 2003 | no | BROOMALL, PA | Previous registration |
| 0 |
| Firm change |
| RIA to new firm |
| E•• F•••••••• A••••••• | L•• F•••••••• L•• | Oct 15, 2003 | Jul 20, 2011 | 2,835 | Firm change after gap | Other |