This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$238MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$216M

Private client RAUM

$238MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$79.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

387

Individual clients

167

High net worth clients

49

SEC number

801-67645

CRD

119099

Filings on the tape

28

First filed

Feb 14, 2012

Latest filed

Sep 9, 2026

Organised

Limited Liability Company, CA

Website

kelleyinvestments.com

• Occurred

  Mar 9, 2017
  Succession filed (Item 4)

  Kelley Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:68b3d6eb-85e3-d2f4-95eb-8cf74fe60fe0

First observed

Feb 14, 2012

Last observed

Sep 9, 2026 10 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.