DFX Intelligence

F•••• L••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

F•••• L••••••• S••••

Advisor at K••••• I•••••••••

DEL MAR, CA

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Search this name across graphsid dfx:ria:93970554-fad8-e485-cbf3-89f739b86287

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• I•••••••••	Independent wealth	Apr 15, 2025	n/a	yes	DEL MAR, CA	Current employment
K••••• I•••••••••	Independent wealth	Oct 9, 2017	Dec 31, 2024	no	Encinitas, CA\|DEL MAR, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K••••• I•••••••••	Feb 2, 2006	Mar 1, 2006	27	Firm change	Other

Relationships

Registered with (2)

→ K••••• I•••••••••Registered adviserregistration: previous registration
Oct 9, 2017 to Dec 31, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 10, 2001 to Feb 2, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93970554-fad8-e485-cbf3-89f739b86287
First observed: Dec 10, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.