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N••••••• E••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

N••••••• E••••• B•••••••••

Advisor at B••••••••• • A••••••••• L••

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68c8c349-ba7b-8ff5-f84d-d8fac9459660

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2004 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• • A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• • A••••••••• L••	Independent wealth	Apr 16, 2021	n/a	yes	WASHINGTON, DC	Current employment
O•••• F•• I•••	Former SEC adviser	Sep 9, 2004	Apr 22, 2021	no	SILVER SPRING, MD\|VIENNA, VA\|CHEVY CHASE, MD\|VIENNA, VA\|ROCKVILLE, MD

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	B••••••••• • A••••••••• L••	Apr 22, 2021	Apr 16, 2021	-6	Firm change	Ibd to new firm
A••••••••• F•••••••• S•••••••• L••	O•••• F•• I•••	Aug 31, 2004

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
3978:313338:MD:2021-04-21	Apr 22, 2021	Apr 16, 2021	ROCKVILLE, MD	Firm change

Relationships

Registered with (3)

→ B••••••••• • A••••••••• L••Registered adviserregistration: current employment
Apr 16, 2021 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Sep 9, 2004 to Apr 22, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 12, 2004 to Aug 31, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68c8c349-ba7b-8ff5-f84d-d8fac9459660
First observed: Jan 12, 2004
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.