DFX Intelligence

M•••••• R•••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M•••••• R•••••• S•••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68c9f34b-b026-f04f-379a-cc66f307e6c1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 14, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jul 23, 2020	n/a	yes	Grove City, OH\|Bellville, OH\|Columbus, OH	Current employment
P•••• S••••••••• L••	No RAUM reported	Sep 20, 2018	Jul 23, 2020	no	COLUMBUS, OH

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 23, 2020	Jul 23, 2020	0	Firm change	Ibd to ibd
E•••• S••••••••• L••	P•••• S••••••••• L••	Jun 30, 2017	Sep 20, 2018

Team moves

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Team	Left	Joined	From	Kind
5685:134139:OH:2020-07-23	Jul 23, 2020	Jul 23, 2020	COLUMBUS, OH	Firm change

Relationships

Registered with (7)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 23, 2020 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 20, 2018 to Jul 23, 2020factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
May 21, 2015 to Jun 30, 2017factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68c9f34b-b026-f04f-379a-cc66f307e6c1
First observed: Jun 14, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.