M•••••• R•••••• S•••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedGrove City, Oh dual registrantIAPD 5263772

Feed of 09/15/2026

Also filed as M•••••• R•••••• S••••••••• S•••

At current firm

6 y

since Jul 23, 2020

In the industry

19 y

since Jun 14, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jul 23, 2020 · Grove City, Oh
P•••• S••••••••• L•• no RAUM
Sep 20, 2018 to Jul 23, 2020 · Columbus, Oh
E•••• S••••••••• L•• BD affiliated
May 21, 2015 to Jun 30, 2017 · Dublin, Oh
E•••••••• A•••••••• L•• national BD
Feb 24, 2015 to Apr 15, 2015 · Columbus, Oh
O•••• F•• I••• former
Sep 23, 2013 to Jan 15, 2015 · Columbus, Oh
M••••• S•••••• wirehouse
Jun 1, 2009 to Sep 16, 2013 · Columbus, Oh
C•••••••• G••••• M•••••• I••• BD affiliated
Jun 14, 2007 to Jun 1, 2009 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 23, 2020, registered Jul 23, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
E•••• S••••••••• L•• to P•••• S••••••••• L••
left Jun 30, 2017, registered Sep 20, 2018 (447 days) · Other
E•••••••• A•••••••• L•• to E•••• S••••••••• L••
left Apr 15, 2015, registered May 21, 2015 (36 days) · Other
O•••• F•• I••• to E•••••••• A•••••••• L••
left Jan 15, 2015, registered Feb 24, 2015 (40 days) · Other
M••••• S•••••• to O•••• F•• I•••
left Sep 16, 2013, registered Sep 23, 2013 (7 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address