DFX Intelligence

S••••• W••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

S••••• W••• P••••

Advisor at J••• M••••• S••••••••• L••

Fort Worth, TX

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Search this name across graphsid dfx:ria:68cc1a90-15a7-3698-d311-d1c8f999cd86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 13, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jun 27, 2023	n/a	yes	Fort Worth, TX	Current employment
S•••••••• A•••••••• L••	Bd affiliated wealth	Mar 1, 2023	Jun 1, 2023	no	Ft. Worth, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••••• L••	J••• M••••• S••••••••• L••	Jun 1, 2023	Jun 27, 2023	26	Firm change	Ibd to wirehouse
M•• I••••••••• A••••••• I•••	S•••••••• A•••••••• L••	Mar 1, 2023	Mar 1, 2023

Relationships

Registered with (6)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jun 27, 2023 to presentfactForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2023 to Jun 1, 2023factForm ADV
→ M•• I••••••••• A••••••• I•••Registered adviserregistration: previous registration
May 27, 2014 to Mar 1, 2023factForm ADV
→ E••••• J••••

Dated events

Occurred
Jun 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68cc1a90-15a7-3698-d311-d1c8f999cd86
First observed: Sep 12, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.