K•• S• W•••••

Advisor at A••••••• W••••• A•••••••

Atlanta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68da2511-9712-ff07-d498-eb1ac243259a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 27, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Jul 8, 2024	n/a	yes	Atlanta, GA	Current employment
M••••• S••••••	Wirehouse	Mar 6, 2023	Jul 4, 2024	no	Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A••••••• W••••• A•••••••	Jul 4, 2024	Jul 8, 2024	4	Firm change	Wirehouse to ibd
B• W••••• M••••••••• L••	M••••• S••••••	Jul 28, 2022	Mar 6, 2023

Relationships

Registered with (7)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Jul 8, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 6, 2023 to Jul 4, 2024factForm ADV
→ B• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 6, 2018 to Jul 28, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Jul 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68da2511-9712-ff07-d498-eb1ac243259a
First observed: May 27, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.