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RIA / WealthAdvisor22 years in industry

CHRISTOPHER LEE WARBER

Advisor at REGAL INVESTMENT ADVISORS LLC

KENTWOOD, MI | GREEN BAY, WI

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Search this name across graphsid dfx:ria:68dcf354-a704-defd-b83b-45e01e4bd52f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGAL INVESTMENT ADVISORS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 11, 2003
First registration: Dec 16, 2003
Dual registered: no
Other names: CHRIS LEE WARBER
IAPD individual key: 4718073

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Jan 3, 2023	n/a	yes	KENTWOOD, MI\|GREEN BAY, WI	Current employment
ADVISORY SERVICES NETWORK	Independent wealth	Apr 21, 2022	Dec 31, 2022	no	Greenbay, WI\|ATLANTA, GA	Previous registration
NAVIGEN WEALTH MANAGEMENT	Former SEC adviser	Jan 17, 2018	Apr 22, 2022	no	GREEN BAY, WI	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Aug 3, 2012	Jan 8, 2018	no	GREEN BAY, WI	Previous registration
EDWARD JONES	National bd RIA	Dec 16, 2003	Aug 7, 2012	no	GREEN BAY, WI\|GREEN BAY, WI\|GREEN BAY, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISORY SERVICES NETWORK	REGAL INVESTMENT ADVISORS LLC	Dec 31, 2022	Jan 3, 2023	3	Firm change	RIA to ibd
NAVIGEN WEALTH MANAGEMENT	ADVISORY SERVICES NETWORK	Apr 22, 2022	Apr 21, 2022	-1	Firm change	RIA to RIA
FIRST ALLIED ADVISORY SERVICES, INC.	NAVIGEN WEALTH MANAGEMENT	Jan 8, 2018	Jan 17, 2018	9	Firm change	Other
EDWARD JONES	FIRST ALLIED ADVISORY SERVICES, INC.	Aug 7, 2012	Aug 3, 2012	-4	Firm change	Other

Relationships

Registered with (5)

→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ ADVISORY SERVICES NETWORKRegistered adviserregistration: previous registration
Apr 21, 2022 to Dec 31, 2022factForm ADV
→ NAVIGEN WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 17, 2018 to Apr 22, 2022factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 3, 2012 to Jan 8, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 16, 2003 to Aug 7, 2012factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Christopher Lee Warber left Advisory Services Network for Regal Investment Advisors Llc (registered 2023-01-03)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2022
Advisor changed firm
Christopher Lee Warber left Navigen Wealth Management for Advisory Services Network (registered 2022-04-21)
Form ADVobserved 4 days ago