B•••• C••••••••

Advisor at G••••• W••••• M••••••••• I••••••••• A•••••••• I•••

FORT LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68dd9961-76b4-f862-c5ae-7ed21db4986b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I••••••••• A•••••••• I•••	Independent wealth	Apr 22, 2026	n/a	yes	FORT LAUDERDALE, FL	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	May 11, 2026	no	WEST PALM BEACH, FL\|BOCA RATON, FL\|SHREWSBURY, MA\|WORCESTER, MA\|WELLINGTON, FL\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	G••••• W••••• M••••••••• I••••••••• A•••••••• I•••	May 11, 2026	Apr 22, 2026	-19	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
5393:159035:FL:2023-03-28	Mar 28, 2023	Jul 1, 2020	ORLANDO, FL	Firm change after gap

Relationships

Registered with (6)

→ G••••• W••••• M••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to May 11, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Sep 16, 2024 to Mar 31, 2025factForm ADV
→ S••••• W••••• A•••••••• I•••

Dated events

Occurred
May 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68dd9961-76b4-f862-c5ae-7ed21db4986b
First observed: Dec 12, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.