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G••••• W••••• M••••••••• I••••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

G••••• W••••• M••••••••• I••••••••• A•••••••• I•••

CRD 286005

FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:89edc28e-81bc-87a9-5571-cb4c438a10cc

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 15
On other graphs: 0
Observed: Mar 20, 2017 to Mar 27, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $723MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $723M
Private client RAUM: $705MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• S•••••• T•••••	Chartered Financial Analyst	FORT LAUDERDALE, FL	9	22	4	no
C••••••••• G•••• C••••••	n/a	FORT LAUDERDALE, FL	9	21

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• C••••••••• G••••	Director	D	yes	02/2018	Feb 26, 2018	Mar 28, 2024
C••••• A•••••• M•••••••••	Ceo	D	yes	02/2017	Mar 20, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••• W••••• R••••••••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CORAL SPRINGS	FL	United States	2	yes
Weston	FL	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	3	0	20.0%	0	0	0	7	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$723M	$529M	36.6%	$331M	29.7%	42	11	4	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I••••• P••••••••• W•••••• L••	2	Feb 24, 2026	Mar 16, 2026	FORT LAUDERDALE, FL	Team lift out	RIA to RIA	15.4%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
G••••• F•••••••• P•••••• C••••••• I•••	2	Apr 19, 2018	May 5, 2017	SARASOTA, FL	Team lift out	Other	1.4%
G••••• F•••••••• P•••••• C••••••• I•••	3	Jan 8, 2018

Relationships

Registered with (22)

← M•••••• H••••••Advisorregistration: current employment
May 14, 2026 to presentfactForm ADV
← D•••• C•••• S••••Advisorregistration: current employment
Apr 30, 2026 to presentfactForm ADV
← J••••••• T••• S••••••Advisorregistration: current employment
Apr 23, 2026 to presentfactForm ADV
← B•••• C••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 27, 2026
Regulatory AUM changed
G••••• W••••• M••••••••• I••••••••• A•••••••• I••• reported RAUM $722.8M, up 37% from $529.1M (2025-12-17 to 2026-03-27)
Form ADVobserved 7 days ago
$194M
Occurred
Feb 24, 2026
Team lift-out
2 advisors left G••••• W••••• M••••••••• I••••••••• A•••••••• I••• (Fort Lauderdale, FL) for I••••• P••••••••• W•••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Feb 24, 2026
Advisor changed firm
Kyle Garrett Kelly left G••••• W••••• M••••••••• I••••••••• A•••••••• I••• for I••••• P••••••••• W•••••• L•• (registered 2026-03-11)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89edc28e-81bc-87a9-5571-cb4c438a10cc
First observed: Mar 20, 2017
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.