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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ADVANCED INVESTMENT PARTNERS, LLC

CRD 149670

SAFETY HARBOR, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68de6f18-d6e1-42d7-c449-566e30bcf69c

Data as of Sep 9, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Sep 9, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $664MItem 5.F on the latest filing (2013-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $482M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 9
Accounts: 1,802
SEC number: 801-70008
CRD: 149670
Filings on the tape: 3
First filed: Mar 27, 2012
Latest filed: Sep 9, 2013
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DYKSTRA, DAVID, ALAN	Manager	F	yes	11/2008	Mar 27, 2012	Sep 9, 2013
GETZ, BERT, ATWATER	Manager	F	yes	11/2008	Mar 27, 2012	Sep 9, 2013
GLABE, MARLA, FRIEDMAN	Manager	F	yes	10/2009	Mar 27, 2012	Sep 9, 2013
GREAT LAKES ADVISORS, LLC	DIRECT OWNER, MANAGING MEMBER	D	yes	02/2009	Mar 27, 2012	Sep 9, 2013
HEITMANN, SCOTT, KEITH	Manager	F	yes	11/2008	Mar 27, 2012	Sep 9, 2013
KILEY, THOMAS, REGAN	Manager	Na	yes	07/2011	Mar 27, 2012	Sep 9, 2013
KREBS, MATIE, SUZANNE	CHIEF COMPLIANCE OFFICER	Na	yes	04/2009	Mar 27, 2012	Sep 9, 2013
LILLARD, JOHN, STOLL	Manager	F	yes	11/2008	Mar 27, 2012	Sep 9, 2013
PAULUS, THOMAS, MARTIN	CHIEF FINANCIAL OFFICER, MANAGER	Na	yes	09/2010	Mar 27, 2012	Sep 9, 2013
QUIGLEY, JON, EDWARD	VICE PRESIDENT/SECRETARY/MANAGER	A	yes	04/2009	Mar 27, 2012	Sep 9, 2013
WEINBERGER, STANLEY, ROBERT	Manager	F	yes	11/2008	Mar 27, 2012	Sep 9, 2013
WHAMCO HOLDING COMPANY	CORPORATE PARENT, MEMBER	E	yes	11/2008	Mar 27, 2012	Sep 9, 2013
WINTRUST FINANCIAL CORPORATION	DIRECT OWNER	E	yes	11/2008	Mar 27, 2012	Sep 9, 2013
ZIDAR, THOMAS, PATRICK	CHAIRMAN, MANAGER	Na	yes	02/2009	Mar 27, 2012	Sep 9, 2013
ZIDAR, THOMAS, PATRICK	Manager	F	yes	11/2008	Mar 27, 2012	Sep 9, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GREAT LAKES ADVISORS, LLC	n/a	Other adviser	$16B	Y	no	n/a
WAYNE HUMMER INVESTMENTS L.L.C.	n/a	Former SEC adviser	$14B	N	yes	n/a
CHICAGO TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 22, 2013	$611M	$481M	12	12	n/a	n/a	n/a
2011	Mar 27, 2012	$654M	$561M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$664M	$654M	1.4%	n/a	n/a	9	n/a	n/a	n/a

Relationships

Affiliated with (2)

→ GREAT LAKES ADVISORS, LLCRegistered adviserother investment adviser, control
factForm ADV
→ WINTRUST INVESTMENTSRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (14)

← PAULUS, THOMAS, MARTINOwnerCHIEF FINANCIAL OFFICER, MANAGER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← GREAT LAKES ADVISORS, LLCOwnerDIRECT OWNER, MANAGING MEMBER, ownership code D, domestic entity
Mar 27, 2012 to presentfactForm ADV
← KILEY, THOMAS, REGANOwnerMANAGER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← ZIDAR, THOMAS, PATRICKOwnerMANAGER, ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← GLABE, MARLA, FRIEDMANOwnerMANAGER, ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← HEITMANN, SCOTT, KEITHOwnerMANAGER, ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← QUIGLEY, JON, EDWARDOwnerVICE PRESIDENT/SECRETARY/MANAGER, ownership code A, individual
Mar 27, 2012 to presentfactForm ADV
← LILLARD, JOHN, STOLLOwnerMANAGER, ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← DYKSTRA, DAVID, ALANOwnerMANAGER, ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← WEINBERGER, STANLEY, ROBERTOwnerMANAGER, ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← GETZ, BERT, ATWATEROwnerMANAGER, ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← KREBS, MATIE, SUZANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← WHAMCO HOLDING COMPANYOwnerCORPORATE PARENT, MEMBER, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV
← WINTRUST FINANCIAL CORPORATIONOwnerDIRECT OWNER, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV

Registered with (1)

← JON EDWARD QUIGLEYAdvisorregistration: previous registration
Apr 30, 2009 to Oct 2, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68de6f18-d6e1-42d7-c449-566e30bcf69c
First observed: Mar 27, 2012
Last observed: Sep 9, 2013 158 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADVANCED INVESTMENT PARTNERS, LLC

CRD 149670

SAFETY HARBOR, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68de6f18-d6e1-42d7-c449-566e30bcf69c

Data as of Sep 9, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:18 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DYKSTRA, DAVID, ALAN

Manager

yes

11/2008

Mar 27, 2012

Sep 9, 2013

GETZ, BERT, ATWATER

Manager

yes

11/2008

Mar 27, 2012

Sep 9, 2013

GLABE, MARLA, FRIEDMAN

Manager

yes

10/2009

Mar 27, 2012

Sep 9, 2013

GREAT LAKES ADVISORS, LLC

DIRECT OWNER, MANAGING MEMBER

yes

02/2009

Mar 27, 2012

Sep 9, 2013

HEITMANN, SCOTT, KEITH

Manager

yes

11/2008

Mar 27, 2012

Sep 9, 2013

KILEY, THOMAS, REGAN

Manager

yes

07/2011

Mar 27, 2012

Sep 9, 2013

KREBS, MATIE, SUZANNE

CHIEF COMPLIANCE OFFICER

yes

04/2009

Mar 27, 2012

Sep 9, 2013

LILLARD, JOHN, STOLL

Manager

yes

11/2008

Mar 27, 2012

Sep 9, 2013

PAULUS, THOMAS, MARTIN

CHIEF FINANCIAL OFFICER, MANAGER

yes

09/2010

Mar 27, 2012

Sep 9, 2013

QUIGLEY, JON, EDWARD

VICE PRESIDENT/SECRETARY/MANAGER

yes

04/2009

Mar 27, 2012

Sep 9, 2013

WEINBERGER, STANLEY, ROBERT

Manager

yes

11/2008

Mar 27, 2012

Sep 9, 2013

WHAMCO HOLDING COMPANY

CORPORATE PARENT, MEMBER

yes

11/2008

Mar 27, 2012

Sep 9, 2013

WINTRUST FINANCIAL CORPORATION

DIRECT OWNER

yes

11/2008

Mar 27, 2012

Sep 9, 2013

ZIDAR, THOMAS, PATRICK

CHAIRMAN, MANAGER

yes

02/2009

Mar 27, 2012

Sep 9, 2013

ZIDAR, THOMAS, PATRICK

Manager

yes

11/2008

Mar 27, 2012

Sep 9, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GREAT LAKES ADVISORS, LLC

n/a

Other adviser

$16B

n/a

WAYNE HUMMER INVESTMENTS L.L.C.

n/a

Former SEC adviser

$14B

yes

n/a

CHICAGO TRUST COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 22, 2013

$611M

$481M

n/a

2011

Mar 27, 2012

$654M

$561M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$664M

$654M

1.4%

n/a