DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EXODUS WEALTH, LLC
Waterville, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EXODUS WEALTH, LLC | Independent wealth | Jan 6, 2020 | n/a | yes | Waterville, ME | Current employment |
| EXODUS WEALTH, LLC | Independent wealth | Jan 24, 2019 | Dec 31, 2019 | no | Waterville, ME | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 21, 2017 | Oct 13, 2017 | no | DANVERS, MA|Waterville, ME | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 26, 2016 | Feb 21, 2017 | no | WATERVILLE, ME | Previous registration |
| WALL STREET FINANCIAL GROUP, INC | Former SEC adviser | Jan 12, 2010 | Sep 22, 2016 | no | VICTOR, NY|WATERVILLE, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | EXODUS WEALTH, LLC | Oct 13, 2017 | Jan 24, 2019 | 468 | Firm change after gap | Other |
| SECURITIES AMERICA ADVISORS, INC. | VOYA FINANCIAL ADVISORS, INC. | Feb 21, 2017 | Feb 21, 2017 | 0 | Firm change | Other |
| WALL STREET FINANCIAL GROUP, INC | SECURITIES AMERICA ADVISORS, INC. | Sep 22, 2016 | Sep 26, 2016 | 4 | Bulk transfer | Other |