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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Robert Lane Stephenson

Advisor at J.P. MORGAN SECURITIES LLC

LAKE HAVASU CITY, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66|S63|S65
First exam: Jan 10, 2005
First registration: Feb 4, 2005
Dual registered: yes, broker-dealer
Other names: Rob Stephenson
IAPD individual key: 4231509

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 29, 2026	n/a	yes	LAKE HAVASU CITY, AZ	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 21, 2024	May 17, 2026	no	ALBUQUERQUE, NM\|AUSTIN, TX\|AUSTIN, TX\|LEANDER, TX\|ROUND ROCK, TX\|NORWALK, CA\|EL MONTE, CA\|ARCADIA, CA\|PASADENA, CA\|WAVERLY, IA\|Lake Havasu City, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 15, 2018	Aug 30, 2018	no	CLIVE, IA	Previous registration
INVESTMENT ADVISORS CORP	Former SEC adviser	Feb 16, 2017	Jan 22, 2018	no	WEST DES MOINES, IA	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	May 13, 2016	Feb 21, 2017	no	DES MOINES, IA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Feb 4, 2005	Feb 17, 2016	no	DES MOINES, IA\|DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	J.P. MORGAN SECURITIES LLC	May 17, 2026	Apr 29, 2026	-18	Firm change	Ibd to wirehouse
INVESTMENT ADVISORS CORP	LPL FINANCIAL LLC	Jan 22, 2018	Feb 15, 2018	24	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	INVESTMENT ADVISORS CORP	Feb 21, 2017	Feb 16, 2017	-5	Firm change	Other
PRINCIPAL SECURITIES, INC.	VOYA FINANCIAL PARTNERS, LLC	Feb 17, 2016	May 13, 2016	86	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 21, 2024 to May 17, 2026factForm ADV
→ INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
Feb 16, 2017 to Jan 22, 2018factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
May 13, 2016 to Feb 21, 2017factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Feb 4, 2005 to Feb 17, 2016factForm ADV

Dated events

Occurred
May 17, 2026
Advisor changed firm
Robert Lane Stephenson left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2026-04-29)
Form ADVobserved 5 days ago