DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Lane Stephenson
Feed of 09/14/2026
Also filed as Rob Stephenson
At current firm
0 y
since Apr 29, 2026
In the industry
21 y
since Jan 10, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Apr 29, 2026 · Lake Havasu City, Az
- LPL Financial LLC BD affiliatedOct 21, 2024 to May 17, 2026 · Albuquerque, Nm
- LPL Financial LLC BD affiliatedFeb 15, 2018 to Aug 30, 2018 · Clive, Ia
- Investment Advisors Corp formerFeb 16, 2017 to Jan 22, 2018 · West Des Moines, Ia
- Voya Financial Partners, LLC formerMay 13, 2016 to Feb 21, 2017 · Des Moines, Ia
- Principal Securities, Inc. BD affiliatedFeb 4, 2005 to Feb 17, 2016 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to J.P. Morgan Securities LLCleft May 17, 2026, registered Apr 29, 2026 (-18 days) · Affiliated broker-dealer or bank to wirehouse
- Investment Advisors Corp to LPL Financial LLCleft Jan 22, 2018, registered Feb 15, 2018 (24 days) · Other
- Voya Financial Partners, LLC to Investment Advisors Corpleft Feb 21, 2017, registered Feb 16, 2017 (-5 days) · Other
- Principal Securities, Inc. to Voya Financial Partners, LLCleft Feb 17, 2016, registered May 13, 2016 (86 days) · Other
Signals
- Robert Lane Stephenson left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2026-04-29)May 17, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address