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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

ROBERT MORRIS HOFFMAN

Advisor at PRIVATE ADVISOR GROUP, LLC

Jenks, OK | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:68f88039-4fae-1414-54b7-51594d077dfd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 14, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 29, 1985
First registration: Feb 14, 1995
Dual registered: yes, broker-dealer
Other names: BOB HOFFMAN
IAPD individual key: 1393867

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jan 13, 2026	n/a	yes	MORRISTOWN, NJ\|Jenks, OK	Current employment
ADVANTAGE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 6, 2014	Dec 31, 2019	no	NAPLES, FL	Previous registration
WESTPORT RESOURCES MANAGEMENT INC	Former SEC adviser	Jan 6, 2012	Aug 24, 2015	no	WESTPORT, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jan 10, 2012	no	NAPLES, FL\|NAPLES, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jan 18, 2007	Jan 1, 2008	no	NAPLES, FL\|ST. LOUIS, MO	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Feb 14, 1995	Feb 5, 2007	no	NAPLES, FL\|NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVANTAGE INVESTMENT MANAGEMENT, LLC	PRIVATE ADVISOR GROUP, LLC	Dec 31, 2019	Jan 13, 2026	2,205	Firm change after gap	RIA to ibd
WESTPORT RESOURCES MANAGEMENT INC	ADVANTAGE INVESTMENT MANAGEMENT, LLC	Aug 24, 2015	May 6, 2014	-475	Firm change after gap	Other
WELLS FARGO ADVISORS	WESTPORT RESOURCES MANAGEMENT INC	Jan 10, 2012	Jan 6, 2012	-4	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
KEYBANC CAPITAL MARKETS INC.	A. G. EDWARDS & SONS, INC.	Feb 5, 2007	Jan 18, 2007	-18	Firm change	Other

Relationships

Registered with (6)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ ADVANTAGE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 6, 2014 to Dec 31, 2019factForm ADV
→ WESTPORT RESOURCES MANAGEMENT INCRegistered adviserregistration: previous registration
Jan 6, 2012 to Aug 24, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jan 10, 2012factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jan 18, 2007 to Jan 1, 2008factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Feb 14, 1995 to Feb 5, 2007factForm ADV

Dated events

No dated event names this entity yet.