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Advisor at KLAAS FINANCIAL ASSET ADVISORS, LLC.
LOVES PARK, IL | FITCHBURG, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KLAAS FINANCIAL ASSET ADVISORS, LLC. | Independent wealth | Mar 8, 2007 | n/a | yes | LOVES PARK, IL|FITCHBURG, WI | Current employment |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Nov 1, 2007 | Nov 17, 2015 | no | LOVES PARK, IL | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Nov 13, 2006 | Nov 30, 2006 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTACORP ADVISORY SERVICES INC | n/a | Nov 17, 2015 | n/a | n/a | Departure no registered destination | Departure |
| KMS FINANCIAL SERVICES, INC | KLAAS FINANCIAL ASSET ADVISORS, LLC. | Nov 30, 2006 | Mar 8, 2007 | 98 | Firm change | Other |