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Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
Crofton, MD | Hunt Valley, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 28, 2021 | n/a | yes | Hunt Valley, MD|Crofton, MD | Current employment |
| R•• C•••••• M••••••• L•• | National bd RIA | Dec 22, 2010 | Mar 10, 2011 | no | ST. PETERSBURG, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Mar 10, 2011 | Oct 28, 2021 | 3,885 | Firm change after gap | Ibd to ibd |
| A••••••••• F•••••••• S•••••••• L•• | R•• C•••••• M••••••• L•• | Oct 10, 2008 | Dec 22, 2010 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Dec 6, 2006 | Oct 10, 2008 | no | Westport, CT | Previous registration |
| 803 |
| Firm change after gap |
| Ibd to ibd |