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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LIBERTY PARTNERS

LIBERTY PARTNERS, L.P., CRD 156788

WHITE PLAINS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6919030e-87c3-d347-8ef9-97be0f112de7

Data as of Mar 28, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2012 to Mar 28, 2022
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.0MItem 5.F on the latest filing (2022-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Custody, client assets: $2.9M
SEC number: 801-73622
CRD: 156788
Filings on the tape: 15
First filed: Feb 14, 2012
Latest filed: Mar 28, 2022
Organised: Limited Partnership, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENNETT, PETER, EUGENE	DIRECTOR AND CHAIRMAN OF THE BOARD OF PEB, LIMITED PARTNER	Na	yes	07/1992	Feb 14, 2012	Mar 28, 2022
LEVINE, MICHAEL, S.	CHIEF COMPLIANCE OFFICER OF LIBERTY PARTNERS, L.P. AND DIRECTOR, EVP, MANAGING DIRECTOR, SECRETARY AND TREASURER OF PEB, LTD PTR	Na	yes	07/2000	Feb 14, 2012	Mar 28, 2022
PEB ASSOCIATES, INC. D/B/A LIBERTY CAPITAL PARTNERS, INC. ("PEB")	GENERAL PARTNER	Na	yes	07/1992	Feb 14, 2012	Mar 28, 2022
STAKIAS, G., MICHAEL	DIRECTOR, PRESIDENT AND CEO OF PEB, LIMITED PARTNER	Na	yes	07/1998	Feb 14, 2012	Mar 28, 2022
GREIG, MARY, E	LIMITED PARTNER	B	no	12/2020	Mar 25, 2021	Mar 28, 2022
MARSH, YVONNE, VOGL	LIMITED PARTNER	B	no	10/2001	Feb 14, 2012	Mar 28, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LIBERTY PARTNERS, L.L.C.	n/a	Former SEC adviser	$91.6M	N	yes	n/a
LIBERTY PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 28, 2022	$3.0M	$3.0M	4	3	0	n/a	n/a
2020	Mar 25, 2021	$3.0M	$3.0M	4	3	0	n/a	n/a
2019	Mar 30, 2020	$2.4M	$2.4M	4	3	0	n/a	n/a
2018	Mar 22, 2019	$8.3M	$8.3M	4	3	0	n/a	n/a
2017	Mar 26, 2018	$9.3M	$9.3M	4	3	0	n/a	n/a
2016	Mar 23, 2017	$10.8M	$10.8M	5	4	n/a	n/a	n/a
2015	Mar 16, 2016	$11.4M	$11.4M	6	5	n/a	n/a	n/a
2014	Mar 16, 2015	$20.8M	$20.8M	8	7	n/a	n/a	n/a
2013	Mar 28, 2014	$60.4M	$60.4M	8	7	n/a	n/a	n/a
2012	Mar 21, 2013	$191M	$191M	9	8	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$3.0M	$3.0M	0.0%	$8.3M	-29.2%	4	4	0	0

Relationships

Affiliated with (2)

→ LIBERTY PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
← LIBERTY PARTNERSRegistered adviserother investment adviser, common control
factForm ADV

Owns (2)

← MARSH, YVONNE, VOGLOwnerLIMITED PARTNER, ownership code B, individual
Feb 14, 2012 to presentfactForm ADV
← GREIG, MARY, EOwnerLIMITED PARTNER, ownership code B, individual
Mar 25, 2021 to presentfactForm ADV

Controls (4)

← BENNETT, PETER, EUGENEOwnerDIRECTOR AND CHAIRMAN OF THE BOARD OF PEB, LIMITED PARTNER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← STAKIAS, G., MICHAELOwnerDIRECTOR, PRESIDENT AND CEO OF PEB, LIMITED PARTNER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← LEVINE, MICHAEL, S.OwnerCHIEF COMPLIANCE OFFICER OF LIBERTY PARTNERS, L.P. AND DIRECTOR, EVP, MANAGING DIRECTOR, SECRETARY AND TREASURER OF PEB, LTD PTR, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← PEB ASSOCIATES, INC. D/B/A LIBERTY CAPITAL PARTNERS, INC. ("PEB")OwnerGENERAL PARTNER, ownership code NA, domestic entity
Feb 14, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 25, 2021
Control person left
George Thomas Greig (Director, Evp And Managing Director Of Peb) no longer on Schedule A of Liberty Partners (listed 2020-03-30, absent 2021-03-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6919030e-87c3-d347-8ef9-97be0f112de7
First observed: Feb 14, 2012
Last observed: Mar 28, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIBERTY PARTNERS

LIBERTY PARTNERS, L.P., CRD 156788

WHITE PLAINS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6919030e-87c3-d347-8ef9-97be0f112de7

Data as of Mar 28, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENNETT, PETER, EUGENE

DIRECTOR AND CHAIRMAN OF THE BOARD OF PEB, LIMITED PARTNER

yes

07/1992

Feb 14, 2012

Mar 28, 2022

LEVINE, MICHAEL, S.

CHIEF COMPLIANCE OFFICER OF LIBERTY PARTNERS, L.P. AND DIRECTOR, EVP, MANAGING DIRECTOR, SECRETARY AND TREASURER OF PEB, LTD PTR

yes

07/2000

Feb 14, 2012

Mar 28, 2022

PEB ASSOCIATES, INC. D/B/A LIBERTY CAPITAL PARTNERS, INC. ("PEB")

GENERAL PARTNER

yes

07/1992

Feb 14, 2012

Mar 28, 2022

STAKIAS, G., MICHAEL

DIRECTOR, PRESIDENT AND CEO OF PEB, LIMITED PARTNER

yes

07/1998

Feb 14, 2012

Mar 28, 2022

GREIG, MARY, E

LIMITED PARTNER

12/2020

Mar 25, 2021

Mar 28, 2022

MARSH, YVONNE, VOGL

LIMITED PARTNER

10/2001

Feb 14, 2012

Mar 28, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LIBERTY PARTNERS, L.L.C.

n/a

Former SEC adviser

$91.6M

yes

n/a

LIBERTY PARTNERS GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 28, 2022

$3.0M

n/a

2020

Mar 25, 2021

$3.0M

n/a

2019

Mar 30, 2020

$2.4M

n/a

2018

Mar 22, 2019

$8.3M

n/a

2017

Mar 26, 2018

$9.3M

n/a

2016

Mar 23, 2017

$10.8M

n/a

2015

Mar 16, 2016

$11.4M

n/a

2014

Mar 16, 2015

$20.8M

n/a

2013

Mar 28, 2014

$60.4M

n/a

2012

Mar 21, 2013

$191M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$3.0M

0.0%

$8.3M

-29.2%