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Former SEC-registered adviser

L•••••• P•••••••

Former SEC-registered adviserWhite Plains, New YorkCRD 156788SEC 801-73622IAPD
Legal name L•••••• P•••••••• L•••
Latest filing Mar 28, 2022
First filing on the tape Feb 14, 2012 · 15 filings
RAUM
$3.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$3.0M as of Mar 28, 2022
Mar 21, 2013$191M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2022
Mar 21, 20130 then
Employees (5.A)4 as of Mar 28, 2022
Mar 21, 20139 then
Private funds: no history
RAUM +0.0% over the last fiscal year-29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Custody
$2.9M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$3.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$2.9M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• P••••• E••••• · Director And Chairman Of The Board Of Peb, Limited Partnercontrol
        since 07/1992 · owns less than 5%
      • L•••••• M••••••• S• · Chief Compliance Officer Of L•••••• P•••••••• L••• And Director, Evp, Managing Director, Secretary And Treasurer Of Peb, Ltd Ptrcontrol
        since 07/2000 · owns less than 5%
      • S••••••• G•• M•••••• · Director, President And Ceo Of Peb, Limited Partnercontrol
        since 07/1998 · owns less than 5%
      • G••••• M•••• E• · Limited Partner
        since 12/2020 · owns 10% to 25%
      • M••••• Y•••••• V••• · Limited Partner
        since 10/2001 · owns 10% to 25%
      Entity owners
      • P•• A••••••••• I••• D•••• L•••••• C•••••• P•••••••• I••• •••••• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      Advisers that list L•••••• P••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $2.4M to $2.9M
        Mar 30, 2020 to Mar 25, 2021
      • HQ city · NEW YORK to WHITE PLAINS
        Mar 30, 2020 to Mar 25, 2021
      • Discretionary RAUM · $2.4M to $3.0M
        Mar 30, 2020 to Mar 25, 2021
      • RAUM · $2.4M to $3.0M
        Mar 30, 2020 to Mar 25, 2021
      • Assets in custody · $8.3M to $2.4M
        Mar 22, 2019 to Mar 30, 2020
      • Discretionary RAUM · $8.3M to $2.4M
        Mar 22, 2019 to Mar 30, 2020
      • RAUM · $8.3M to $2.4M
        Mar 22, 2019 to Mar 30, 2020
      • Assets in custody · $9.3M to $8.3M
        Mar 26, 2018 to Mar 22, 2019
      • Discretionary RAUM · $9.3M to $8.3M
        Mar 26, 2018 to Mar 22, 2019
      • RAUM · $9.3M to $8.3M
        Mar 26, 2018 to Mar 22, 2019
      • Advisory employees · 4 to 3
        Mar 23, 2017 to Mar 26, 2018
      • Assets in custody · $10.8M to $9.3M
        Mar 23, 2017 to Mar 26, 2018
      • Employees · 5 to 4
        Mar 23, 2017 to Mar 26, 2018
      • Other offices · unset to 0.0
        Mar 23, 2017 to Mar 26, 2018
      • Discretionary RAUM · $10.8M to $9.3M
        Mar 23, 2017 to Mar 26, 2018
      • RAUM · $10.8M to $9.3M
        Mar 23, 2017 to Mar 26, 2018
      • Advisory employees · 5 to 4
        Mar 16, 2016 to Mar 23, 2017
      • Assets in custody · $11.4M to $10.8M
        Mar 16, 2016 to Mar 23, 2017
      • Employees · 6 to 5
        Mar 16, 2016 to Mar 23, 2017
      • Discretionary RAUM · $11.4M to $10.8M
        Mar 16, 2016 to Mar 23, 2017
      • RAUM · $11.4M to $10.8M
        Mar 16, 2016 to Mar 23, 2017
      • Advisory employees · 7 to 5
        Mar 16, 2015 to Mar 16, 2016
      • Assets in custody · $20.8M to $11.4M
        Mar 16, 2015 to Mar 16, 2016
      • Employees · 8 to 6
        Mar 16, 2015 to Mar 16, 2016
      • Discretionary RAUM · $20.8M to $11.4M
        Mar 16, 2015 to Mar 16, 2016
      • RAUM · $20.8M to $11.4M
        Mar 16, 2015 to Mar 16, 2016
      • Assets in custody · $60.4M to $20.8M
        Mar 28, 2014 to Mar 16, 2015
      • Discretionary RAUM · $60.4M to $20.8M
        Mar 28, 2014 to Mar 16, 2015
      • RAUM · $60.4M to $20.8M
        Mar 28, 2014 to Mar 16, 2015
      • Advisory employees · 8 to 7
        Dec 9, 2013 to Mar 28, 2014
      • Assets in custody · $191M to $60.4M
        Dec 9, 2013 to Mar 28, 2014
      • Employees · 9 to 8
        Dec 9, 2013 to Mar 28, 2014
      • Discretionary RAUM · $191M to $60.4M
        Dec 9, 2013 to Mar 28, 2014
      • RAUM · $191M to $60.4M
        Dec 9, 2013 to Mar 28, 2014
      • Advisory employees · 9 to 8
        Dec 13, 2012 to Mar 21, 2013
      • Assets in custody · $354M to $191M
        Dec 13, 2012 to Mar 21, 2013
      • Employees · 10 to 9
        Dec 13, 2012 to Mar 21, 2013
      • Discretionary RAUM · $354M to $191M
        Dec 13, 2012 to Mar 21, 2013
      • RAUM · $354M to $191M
        Dec 13, 2012 to Mar 21, 2013
      • Advisory employees · unset to 9.0
        Apr 11, 2012 to Dec 13, 2012
      Signals
      1 dated events
      • George Thomas Greig (Director, Evp And Managing Director Of Peb) no longer on Schedule A of L•••••• P••••••• (listed 2020-03-30, absent 2021-03-25)
        Mar 25, 2021 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026