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M•••••• P•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

M•••••• P•••••• K••••••

Advisor at B••• F•••••••• S•••••••• L••

SPARKS, NV | BELTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6922307f-0676-e53c-8a03-33226330d2c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• F•••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••• F•••••••• S•••••••• L••	I•••••••••_WEALTH	Sep 29, 2022	n/a	yes	SPARKS, NV\|BELTON, TX	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Mar 26, 2012	Sep 30, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	B••• F•••••••• S•••••••• L••	Sep 30, 2022	Sep 29, 2022	-1	Firm change	Ibd to new firm
W••••••• F•••••••• S•••••••• I•••	I••••••••• F•••••••• G••••• L••	Mar 12, 2012

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7717:323114:CA:2022-09-30	Sep 30, 2022	Sep 29, 2022	PLEASANT HILL, CA	Firm change

Relationships

Registered with (4)

→ B••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 29, 2022 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Mar 26, 2012 to Sep 30, 2022factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 15, 2008 to Mar 12, 2012factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
M•••••• P•••••• K•••••• left I••••••••• F•••••••• G••••• L•• for B••• F•••••••• S•••••••• L•• (registered 2022-09-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6922307f-0676-e53c-8a03-33226330d2c3
First observed: Apr 22, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.