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CRD 313456
MELVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| GMAG THERAPEUTICS FUND, LP | Other Private Fund | $26.5M | Jul 3, 2023 | 42 | Sep 22, 2021 | reported | 021-373357 |
| GMAG SPECIAL CIRCUMSTANCES FUND LP | Other Private Fund | $18.6M | Jul 3, 2023 | 49 | Sep 22, 2021 | reported | 021-404245 |
| GMAG DIGITAL ASSET FUND LP | Other Private Fund | $2.0M | Jul 3, 2023 | 64 | Mar 31, 2022 | reported | 021-433570 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Bernstein, Eric, Scott | DIRECTOR OF ALTERNATIVE INVESTMENTS | Na | yes | 07/2020 | Sep 22, 2021 | Jul 3, 2023 |
| GMAG MANAGEMENT LLC | GENERAL PARTNER | Na | yes | 07/2020 | Oct 13, 2021 | Jul 3, 2023 |
| HIGHFIELD CAPITAL PARTNERS, LLC | Owner | E | yes | 08/2020 | Sep 22, 2021 | Jul 3, 2023 |
| IAMUNNO, MARGARET, ANN | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2020 | Sep 22, 2021 | Jul 3, 2023 |
| MARZANO FAMILY GRANTOR TRUST | Member | C | yes | 11/2013 | Sep 22, 2021 | Jul 3, 2023 |
| MARZANO, FRANK, PATRICK | Manager | Na | yes | 07/2020 | Sep 22, 2021 | Jul 3, 2023 |
| MARZANO, FRANK, PATRICK | Member | E | yes | 07/2020 | Sep 22, 2021 | Jul 3, 2023 |
| MARZANO, FRANK, PATRICK | Member | C | yes | 11/2013 | Sep 22, 2021 | Jul 3, 2023 |
| Marzano, Jennifer | Member | C | yes | 11/2013 | Sep 22, 2021 | Jul 3, 2023 |
| Marzano, Michael | Trustee | F | yes | 03/2009 | Sep 22, 2021 | Jul 3, 2023 |
| PIPING PLOVERS PARTNERS LLC | Member | E | yes | 08/2018 | Sep 22, 2021 | Jul 3, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GM ADVISORY GROUP, INC. | n/a | Former SEC adviser | $4.4B | N | yes | n/a |
| GMAG DIVERSIFIED FUND GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| GMAG RISK MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| BOCA RATON | FL | United States | 6 | no |
| NEW YORK | NY | United States | 6 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 30, 2023 | $47.2M | $47.2M | 6 | 4 | 2 | 3 | $47.2M |
| 2021 | Mar 31, 2022 | $49.5M | $49.5M | 6 | 4 | 2 | 3 | $49.5M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $47.2M | $49.5M | -4.7% | n/a | n/a | 6 | 6 | 2 | 2 |