DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Gmag Management LP
Latest filing Jul 3, 2023
First filing on the tape Sep 22, 2021 · 6 filings
RAUM
$47.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
$47.2M gross assets
History
6 filings and snapshots on the tape
RAUM$47.2M as of Mar 30, 2023
Mar 31, 2022$49.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 30, 2023
Mar 31, 20224 then
Employees (5.A)6 as of Mar 30, 2023
Mar 31, 20226 then
Private funds3 as of Mar 30, 2023
Mar 31, 20223 then
RAUM -4.7% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Jul 3, 2023; every figure names its basis
- RAUM per advisor
- $11.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $15.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$47.2M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Gmag Therapeutics Fund, LP | Other Private Fund | $26.5M | 42 | Sep 22, 2021 |
| Gmag Special Circumstances Fund LP | Other Private Fund | $18.6M | 49 | Sep 22, 2021 |
| Gmag Digital Asset Fund LP | Other Private Fund | $2.0M | 64 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Scott Eric Bernstein · Director Of Alternative Investmentscontrolsince 07/2020 · owns less than 5%
- Ann Margaret Iamunno · Chief Compliance Officercontrolsince 07/2020 · owns less than 5%
- Patrick Frank Marzano · Managercontrolsince 07/2020 · owns less than 5%
- Patrick Frank Marzano · Membercontrolsince 07/2020 · owns 75% or more of Gmag Management LLC
- Patrick Frank Marzano · Membercontrolsince 11/2013 · owns 25% to 50% of Piping Plovers Partners LLC
- Jennifer Marzano · Membercontrolsince 11/2013 · owns 25% to 50% of Piping Plovers Partners LLC
- Michael Marzano · Trusteecontrolsince 03/2009 · owns F of Marzano Family Grantor Trust
Entity owners
- Gmag Management LLC · General Partnerdirect · owns less than 5%
- Highfield Capital Partners, LLC · Ownerdirect · owns 75% or more
- Marzano Family Grantor Trust · Memberindirect · owns 25% to 50% of Piping Plovers Partners LLC
- Piping Plovers Partners LLC · Memberindirect · owns 75% or more of Highfield Capital Partners, LLC
Related persons
Schedule D 7.A
- Wealthspire Advisorsinvestment advisernRAUM $4.4B
- Gmag Diversified Fund Gp, LLCinvestment adviserpooled vehicle sponsorn
- Gmag Risk Management, LLCreal estaten
Offices
Schedule D 1.F, the 25 largest
- Boca Raton, FL6 employees
- New York, NY6 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $49.5M to $47.2MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $49.5M to $47.2MMar 31, 2022 to Mar 30, 2023
- RAUM · $49.5M to $47.2MMar 31, 2022 to Mar 30, 2023
- Accounts · 2 to 3Oct 13, 2021 to Mar 31, 2022
- Advisory employees · 3 to 4Oct 13, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 3Oct 13, 2021 to Mar 31, 2022
- State-registered IARs · 3 to 4Oct 13, 2021 to Mar 31, 2022
- Private funds · 2 to 3Oct 13, 2021 to Mar 31, 2022
- Discretionary RAUM · $44.1M to $49.5MOct 13, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $44.1M to $49.5MOct 13, 2021 to Mar 31, 2022
- RAUM · $44.1M to $49.5MOct 13, 2021 to Mar 31, 2022
Signals
1 dated events
- Gmag Management Lp filed its initial SEC registration (Form ADV)Sep 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026