S•••• S• F•••••

Advisor at R••••• W• B•••• • C•• I•••••••••

GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:69315b49-b596-742f-416b-d6494489d17f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Feb 6, 2025	n/a	yes	GREEN BAY, WI	Current employment
N•••••• W••••• M•••••••••	Independent wealth	Dec 23, 2016	Feb 6, 2025	no	GREEN BAY, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• W••••• M•••••••••	R••••• W• B•••• • C•• I•••••••••	Feb 6, 2025	Feb 6, 2025	0	Firm change	RIA to RIA
S•• I••••••••• I•••	N•••••• W••••• M•••••••••	Dec 31, 2017	Dec 23, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
2225:283940:WI:2017-12-31	Dec 31, 2017	Dec 23, 2016	GREEN BAY, WI	Firm change after gap

Relationships

Registered with (3)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Feb 6, 2025 to presentfactForm ADV
→ N•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Dec 23, 2016 to Feb 6, 2025factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Sep 8, 2016 to Dec 31, 2017factForm ADV

Dated events

Occurred
Feb 6, 2025
Advisor changed firm
S•••• S• F••••• left N•••••• W••••• M••••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2025-02-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69315b49-b596-742f-416b-d6494489d17f
First observed: Sep 8, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.