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Advisor at ARAX ADVISORY PARTNERS
New York, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARAX ADVISORY PARTNERS | Bd affiliated wealth | Jul 14, 2026 | n/a | yes | NEW YORK, NY|New York, NY | Current employment |
| U.S. CAPITAL WEALTH ADVISORS, LLC | Bd affiliated wealth | Jan 13, 2025 | Jul 17, 2026 | no | New York, NY | Previous registration |
| LAIDLAW WEALTH MANAGEMENT LLC | Independent wealth | Jan 11, 2018 | Jan 7, 2025 | no | NEW YORK, NY | Previous registration |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Bd affiliated wealth | May 17, 2016 | Feb 16, 2017 | no | STAMFORD, CT | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 2, 2014 | Dec 8, 2016 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. CAPITAL WEALTH ADVISORS, LLC | ARAX ADVISORY PARTNERS | Jul 17, 2026 | Jul 14, 2026 | -3 | Bulk transfer | Ibd to ibd |
| LAIDLAW WEALTH MANAGEMENT LLC | U.S. CAPITAL WEALTH ADVISORS, LLC | Jan 7, 2025 | Jan 13, 2025 | 6 | Firm change | RIA to ibd |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | LAIDLAW WEALTH MANAGEMENT LLC | Feb 16, 2017 | Jan 11, 2018 | 329 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Dec 8, 2016 | May 17, 2016 | -205 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150040:288199:NY:2024-12-31 | Jan 7, 2025 | Jan 13, 2025 | NEW YORK, NY | Firm change |
| 149018:283004:NY:2016-12-08 | Dec 8, 2016 | May 17, 2016 | NEW YORK, NY | Firm change after gap |