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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LAIDLAW WEALTH MANAGEMENT LLC

CRD 150040

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fe8692d-4850-ff39-bbe3-3b23fd269a95

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 40
On other graphs: 0
Observed: Feb 7, 2018 to Apr 27, 2026
56 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=13.0
Regulatory AUM: $108MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $104M
Private client RAUM: $96.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $18.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 5
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 245
Individual clients: 73
High net worth clients: 27
SEC number: 801-112592
CRD: 150040
Filings on the tape: 56
First filed: Feb 7, 2018
Latest filed: Apr 27, 2026
Organised: Limited Liability Company, DE
Website: laidlawwealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ALEX SHTAYNBERGER	n/a	NEW YORK, NY	16	34	n/a	yes
SACHIN KUMAR	n/a	NEW YORK, NY	6	19	1	yes
MATTHEW TERRY PARKER	n/a	NEW YORK, NY	6	30	n/a	yes
Mathew Telly Moschovas	n/a	NEW YORK, NY	6	11	n/a	yes
HENRIQUE DAVID LUCENA	n/a	Coral Gables, FL \| NEW YORK, NY	6	16	2	yes
HENRY OLIVER MCCORMACK	n/a	NEW YORK, NY	4	17	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAIDLAW HOLDINGS, LTD	Owner	E	yes	04/2009	Mar 26, 2020	Dec 19, 2024
TESEI, JOHN, PAYSON	TRUSTEE OF THE BUFF TRUST	Na	yes	04/2009	Feb 7, 2018	Dec 19, 2024
Basis, Theologos, Stavros	CHIEF COMPLIANCE OFFICER	Na	no	11/2021	Nov 16, 2021	Dec 19, 2024
BUFF TRUST	Owner	D	no	10/2008	Feb 7, 2018	Dec 19, 2024
GARNET TRUST	Owner	D	no	10/2008	Feb 7, 2018	Dec 19, 2024
Hassan, Keith	MANAGING PARTNER	Na	no	02/2018	Mar 26, 2020	Dec 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LAIDLAW & COMPANY (UK) LTD.	n/a	n/a	n/a	N	yes	n/a
LAIDLAW & COMPANY INTERNATIONAL, LTD	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pasadena	CA	United States	2	yes
CORAL GABLES	FL	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$108M	$104M	13	5	3	n/a	n/a
2024	Mar 28, 2025	$115M	$111M	15	3	3	n/a	n/a
2023	Feb 6, 2024	$530M	$522M	22	11	2	n/a	n/a
2022	Mar 2, 2023	$887M	$728M	43	29	5	n/a	n/a
2021	Mar 1, 2022	$995M	$856M	48	33	6	n/a	n/a
2020	Mar 11, 2021	$776M	$692M	35	27	6	n/a	n/a
2019	Mar 26, 2020	$332M	$322M	24	11	1	n/a	n/a
2018	Mar 7, 2019	$53.1M	$48.8M	2	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	16.7%	0	0	0	0	13

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$108M	$115M	-5.8%	$887M	-50.4%	13	15	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
U.S. CAPITAL WEALTH ADVISORS, LLC	3	Dec 31, 2024	Jan 13, 2025	NEW YORK, NY	Team lift out	RIA to ibd	25.0%
SNOWDEN CAPITAL ADVISORS LLC	2	Dec 26, 2023	Dec 14, 2023	NEW YORK, NY	Team lift out	RIA to ibd	11.1%
IMPRINT WEALTH LLC	10	Aug 4, 2023	Sep 7, 2023	NAPLES, FL	Team lift out	RIA to RIA	34.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAPITALROCK FINANCIAL, LLC	8	Dec 31, 2020	Mar 11, 2021	NAPLES, FL	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (36)

← HENRY OLIVER MCCORMACKAdvisorregistration: current employment
Dec 23, 2021 to presentfactForm ADV
← HENRIQUE DAVID LUCENAAdvisorregistration: current employment
Aug 11, 2020 to presentfactForm ADV
← Mathew Telly MoschovasAdvisorregistration: current employment
Feb 18, 2020 to presentfactForm ADV
← MATTHEW TERRY PARKERAdvisorregistration: current employment
Jan 2, 2020 to presentfactForm ADV
← SACHIN KUMARAdvisorregistration: current employment
Oct 13, 2019 to presentfactForm ADV
← ALEX SHTAYNBERGERAdvisorregistration: current employment
Apr 19, 2010 to presentfactForm ADV
← Kai KangAdvisorregistration: previous registration
Mar 12, 2021 to Oct 13, 2025factForm ADV
← Theologos Stavros BasisAdvisorregistration: previous registration
Nov 15, 2021 to Feb 28, 2025factForm ADV
← Kenneth MathiesonAdvisorregistration: previous registration
Jan 11, 2018 to Jan 7, 2025factForm ADV
← Keith HassanAdvisorregistration: previous registration
Mar 12, 2018 to Dec 31, 2024factForm ADV
← JOHN WALTER CROSSAdvisorregistration: previous registration
May 21, 2021 to Dec 31, 2024factForm ADV
← JOHN MCDERMOTTAdvisorregistration: previous registration
Nov 14, 2018 to Dec 31, 2024factForm ADV
← ANDREW BENJAMIN CIAMPICHINIAdvisorregistration: previous registration
Mar 28, 2023 to Jul 30, 2024factForm ADV
← RICHARD J CALHOUNAdvisorregistration: previous registration
Sep 9, 2019 to Mar 18, 2024factForm ADV
← Brian J SolomonAdvisorregistration: previous registration
Jun 6, 2019 to Mar 18, 2024factForm ADV
← RON JACOB ZUCKERMANAdvisorregistration: previous registration
Oct 27, 2023 to Dec 26, 2023factForm ADV
← JOHN PAUL ZAGROBA MCMANUSAdvisorregistration: previous registration
Jan 14, 2021 to Dec 26, 2023factForm ADV
← PATRICK F CECCACCIAdvisorregistration: previous registration
Feb 20, 2019 to Dec 26, 2023factForm ADV
← MARK WILLIAM CASSIDYAdvisorregistration: previous registration
May 3, 2019 to Nov 13, 2023factForm ADV
← ANDREW JOSEPH KRONEAdvisorregistration: previous registration
Oct 23, 2020 to Aug 4, 2023factForm ADV
← Craig Daniel PriceAdvisorregistration: previous registration
Mar 11, 2021 to Aug 4, 2023factForm ADV
← Michael J IacampoAdvisorregistration: previous registration
Apr 19, 2021 to Aug 4, 2023factForm ADV
← Nancy ZehrAdvisorregistration: previous registration
Dec 15, 2020 to Aug 4, 2023factForm ADV
← MACKENZIE C RICKMANAdvisorregistration: previous registration
Oct 22, 2020 to Aug 4, 2023factForm ADV
← SEAN D MCVEYAdvisorregistration: previous registration
Jan 29, 2021 to Aug 4, 2023factForm ADV
← JENEE C PETERSAdvisorregistration: previous registration
Dec 7, 2020 to Aug 4, 2023factForm ADV
← John CiminoAdvisorregistration: previous registration
Apr 4, 2022 to Aug 4, 2023factForm ADV
← Nelson PereiraAdvisorregistration: previous registration
Feb 9, 2021 to Aug 4, 2023factForm ADV
← MARCO ANTONIO OLIVEIRA MURICYAdvisorregistration: previous registration
Oct 15, 2021 to Aug 4, 2023factForm ADV
← LAURENCE ELLIOTT HULBERTAdvisorregistration: previous registration
Nov 23, 2020 to Aug 4, 2023factForm ADV
and 6 more

Moved with (3)

→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviser3 advisors, team lift out
Dec 31, 2024 to Jan 13, 2025factForm ADV
→ IMPRINT WEALTH LLCRegistered adviser9 advisors, team lift out, same day
Aug 4, 2023 to Aug 29, 2023factForm ADV
← CAPITALROCK FINANCIAL, LLCRegistered adviser8 advisors, firm absorbed, same day
Dec 31, 2020 to Mar 11, 2021factForm ADV

Owns (4)

← Basis, Theologos, StavrosOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 16, 2021 to Dec 19, 2024factForm ADV
← Hassan, KeithOwnerMANAGING PARTNER, ownership code NA, individual
Mar 26, 2020 to Dec 19, 2024factForm ADV
← BUFF TRUSTOwnerOWNER, ownership code D, domestic entity
Feb 7, 2018 to Dec 19, 2024factForm ADV
← GARNET TRUSTOwnerOWNER, ownership code D, domestic entity
Feb 7, 2018 to Dec 19, 2024factForm ADV

Controls (2)

← TESEI, JOHN, PAYSONOwnerTRUSTEE OF THE BUFF TRUST, ownership code NA, individual
Feb 7, 2018 to Dec 19, 2024factForm ADV
← LAIDLAW HOLDINGS, LTDOwnerOWNER, ownership code E, foreign entity
Mar 26, 2020 to Dec 19, 2024factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 13, 2025
Advisor changed firm
Kai Kang left Laidlaw Wealth Management Llc for Morgan Stanley (registered 2025-09-18)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2025
Regulatory AUM changed
Laidlaw Wealth Management Llc reported RAUM $114.8M, down 78% from $530.4M (2024-12-19 to 2025-03-28)
Form ADVobserved 6 days ago
$-416M
Occurred
Feb 28, 2025
Advisor changed firm
Theologos Stavros Basis left Laidlaw Wealth Management Llc for Spartan Capital Private Wealth Management Llc (registered 2025-04-16)
Form ADVobserved 6 days ago
Occurred
Jan 7, 2025
Advisor changed firm
Kenneth Mathieson left Laidlaw Wealth Management Llc for U.S. Capital Wealth Advisors, Llc (registered 2025-01-13)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2024
Team lift-out
3 advisors left Laidlaw Wealth Management LLC (New York, NY) for U.S. Capital Wealth Advisors, LLC within 7 days
Form ADVobserved 5 days ago
3 advisors
Occurred
Dec 31, 2024
Advisor changed firm
Keith Hassan left Laidlaw Wealth Management Llc for U.S. Capital Wealth Advisors, Llc (registered 2025-01-07)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2024
Advisor changed firm
John Mcdermott left Laidlaw Wealth Management Llc for U.S. Capital Wealth Advisors, Llc (registered 2025-01-07)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2024
Advisor changed firm
John Walter Cross left Laidlaw Wealth Management Llc for U.S. Capital Wealth Advisors, Llc (registered 2025-01-28)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Andrew Benjamin Ciampichini left Laidlaw Wealth Management Llc for Park Avenue Securities Llc (registered 2024-07-19)
Form ADVobserved 6 days ago
Occurred
Mar 18, 2024
Advisor changed firm
Richard J Calhoun left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2024-04-08)
Form ADVobserved 6 days ago
Occurred
Mar 18, 2024
Advisor changed firm
Brian J Solomon left Laidlaw Wealth Management Llc for Snowden Capital Advisors Llc (registered 2024-02-22)
Form ADVobserved 6 days ago
Occurred
Jan 4, 2024
Control person left
Joseph Richard Calhoun (Chief Executive Officer) no longer on Schedule A of Laidlaw Wealth Management Llc (listed 2023-08-01, absent 2024-01-04)
Form ADVobserved 6 days ago
Occurred
Dec 26, 2023
Team lift-out
2 advisors left Laidlaw Wealth Management LLC (New York, NY) for Snowden Capital Advisors LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 26, 2023
Advisor changed firm
Patrick F Ceccacci left Laidlaw Wealth Management Llc for Prosperiant Wealth Management, Llc (registered 2023-12-19)
Form ADVobserved 6 days ago
Occurred
Dec 26, 2023
Advisor changed firm
Ron Jacob Zuckerman left Laidlaw Wealth Management Llc for Snowden Capital Advisors Llc (registered 2023-12-14)
Form ADVobserved 6 days ago
Occurred
Dec 26, 2023
Advisor changed firm
John Paul Zagroba Mcmanus left Laidlaw Wealth Management Llc for Snowden Capital Advisors Llc (registered 2023-12-14)
Form ADVobserved 6 days ago
Occurred
Nov 13, 2023
Advisor changed firm
Mark William Cassidy left Laidlaw Wealth Management Llc for Prosperiant Wealth Management, Llc (registered 2023-10-16)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Team lift-out
9 advisors left Laidlaw Wealth Management LLC (Naples, FL) for Imprint Wealth LLC on the same day
Form ADVobserved 5 days ago
9 advisors
Occurred
Aug 4, 2023
Advisor changed firm
Laurence Elliott Hulbert left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-14)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Mackenzie C Rickman left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-14)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Nelson Pereira left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-17)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Michael J Iacampo left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-09-07)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Sean D Mcvey left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-14)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Andrew Joseph Krone left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-28)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Craig Daniel Price left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-08-29)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Nancy Zehr left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-11)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Marco Antonio Oliveira Muricy left Laidlaw Wealth Management Llc for Brasil Plural Investment Advisor Llc (registered 2025-08-07)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Jenee C Peters left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-21)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
John Cimino left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-17)
Form ADVobserved 6 days ago
Occurred
Jul 27, 2023
Advisor changed firm
Steven Anthony Bencivenga left Laidlaw Wealth Management Llc for Alexander Capital Wealth Management Llc (registered 2023-07-21)
Form ADVobserved 6 days ago
Occurred
Jul 26, 2023
Regulatory AUM changed
Laidlaw Wealth Management Llc reported RAUM $573.0M, down 35% from $886.5M (2023-03-03 to 2023-07-26)
Form ADVobserved 6 days ago
$-314M
Occurred
Dec 13, 2022
Advisor changed firm
Gregory William Melendez left Laidlaw Wealth Management Llc for Network 1 Financial Advisors Inc. (registered 2023-01-04)
Form ADVobserved 6 days ago
Occurred
Mar 1, 2022
Regulatory AUM changed
Laidlaw Wealth Management Llc reported RAUM $995.3M, up 28% from $776.3M (2022-02-03 to 2022-03-01)
Form ADVobserved 6 days ago
$219M
Occurred
Nov 16, 2021
Control person left
Alex Shtaynberger (National Branch Manager/Cco) no longer on Schedule A of Laidlaw Wealth Management Llc (listed 2021-08-04, absent 2021-11-16)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2021
Control person left
John Coolong (Chief Financial Officer) no longer on Schedule A of Laidlaw Wealth Management Llc (listed 2021-04-12, absent 2021-08-04)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2021
Regulatory AUM changed
Laidlaw Wealth Management Llc reported RAUM $776.3M, up 133% from $332.5M (2020-12-01 to 2021-03-11)
Form ADVobserved 6 days ago
$444M

Show 4 bookkeeping events

Occurred
Jul 31, 2023
Laidlaw Wealth Management Llc reported 0 offices beyond its principal office, down from 5 (2023-07-26 to 2023-07-31)
Occurred
Jul 26, 2023
Laidlaw Wealth Management Llc reported 12 state-registered advisory representatives, down from 28 (2023-03-03 to 2023-07-26)
Occurred
Mar 1, 2022
Laidlaw Wealth Management Llc reported 31 state-registered advisory representatives, up from 20 (2022-02-03 to 2022-03-01)
Occurred
Oct 14, 2020
Laidlaw Wealth Management Llc reported 23 state-registered advisory representatives, up from 9 (2020-08-03 to 2020-10-14)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fe8692d-4850-ff39-bbe3-3b23fd269a95
First observed: Feb 7, 2018
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAIDLAW WEALTH MANAGEMENT LLC

CRD 150040

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fe8692d-4850-ff39-bbe3-3b23fd269a95

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ALEX SHTAYNBERGER

n/a

NEW YORK, NY

n/a

yes

SACHIN KUMAR

n/a

NEW YORK, NY

yes

MATTHEW TERRY PARKER

n/a

NEW YORK, NY

n/a

yes

Mathew Telly Moschovas

n/a

NEW YORK, NY

n/a

yes

HENRIQUE DAVID LUCENA

n/a

Coral Gables, FL | NEW YORK, NY

yes

HENRY OLIVER MCCORMACK

n/a

NEW YORK, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAIDLAW HOLDINGS, LTD

Owner

yes

04/2009

Mar 26, 2020

Dec 19, 2024

TESEI, JOHN, PAYSON

TRUSTEE OF THE BUFF TRUST

yes

04/2009

Feb 7, 2018

Dec 19, 2024

Basis, Theologos, Stavros

CHIEF COMPLIANCE OFFICER

11/2021

Nov 16, 2021

Dec 19, 2024

BUFF TRUST

Owner

10/2008

Feb 7, 2018

Dec 19, 2024

GARNET TRUST

Owner

10/2008

Feb 7, 2018

Dec 19, 2024

Hassan, Keith

MANAGING PARTNER

02/2018

Mar 26, 2020

Dec 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LAIDLAW & COMPANY (UK) LTD.

n/a

yes

n/a

LAIDLAW & COMPANY INTERNATIONAL, LTD

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Pasadena

United States

yes

CORAL GABLES

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$108M

$104M

n/a

2024

Mar 28, 2025

$115M

$111M

n/a

2023

Feb 6, 2024

$530M

$522M

n/a

2022

Mar 2, 2023

$887M

$728M

n/a

2021

Mar 1, 2022

$995M

$856M

n/a

2020

Mar 11, 2021

$776M

$692M

n/a

2019

Mar 26, 2020

$332M

$322M

n/a

2018

Mar 7, 2019

$53.1M

$48.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$108M

$115M

-5.8%

$887M

-50.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

U.S. CAPITAL WEALTH ADVISORS, LLC

Dec 31, 2024

Jan 13, 2025

NEW YORK, NY

Team lift out

RIA to ibd

25.0%

SNOWDEN CAPITAL ADVISORS LLC

Dec 26, 2023

Dec 14, 2023

NEW YORK, NY

Team lift out

RIA to ibd

11.1%

IMPRINT WEALTH LLC

Aug 4, 2023

Sep 7, 2023

NAPLES, FL

Team lift out

RIA to RIA

34.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAPITALROCK FINANCIAL, LLC

Dec 31, 2020

Mar 11, 2021

NAPLES, FL

Firm absorbed

RIA to RIA

100.0%