DFX Intelligence

D•••• M••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

D•••• M••••• B•••

Advisor at C•••••••• L••

Frisco, TX | LAKE MARY, FL

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Search this name across graphsid dfx:ria:693b1a46-7c5a-2dc5-ad29-714a2dbe4597

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 12, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• L••	Other adviser	Oct 21, 2022	n/a	yes	Frisco, TX\|LAKE MARY, FL	Current employment
N•••••• G•••• C••••••••• L••	Institutional manager	Jan 8, 2018	Aug 8, 2022	no	Dallas, TX\|LAKE MARY, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• G•••• C••••••••• L••	C•••••••• L••	Aug 8, 2022	Oct 21, 2022	74	Firm change	Other
N•••••• G•••• S••••••••• I•••	N•••••• G•••• C••••••••• L••	Dec 22, 2017	Jan 8, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
29722:140944:FL:2017-12-21	Dec 22, 2017	Jan 8, 2018	LAKE MARY, FL	Firm change

Relationships

Registered with (3)

→ C•••••••• L••Registered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ N•••••• G•••• C••••••••• L••Registered adviserregistration: previous registration
Jan 8, 2018 to Aug 8, 2022factForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 25, 2015 to Dec 22, 2017factForm ADV

Dated events

Occurred
Aug 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:693b1a46-7c5a-2dc5-ad29-714a2dbe4597
First observed: Feb 25, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.