This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 3, 2006earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Exams

S63|S66

First exam

Oct 3, 2006

First registration

Apr 26, 2022

Dual registered

yes, broker-dealer

Other names

JULIE RENEE ROEHM|JULIE Renee SLIM|JULIE R OCCHIATO|Julie Roehm|Julie Slim|Julie Occhiato|Julie Renee Occhiato

IAPD individual key

5200030

• Occurred

  Oct 31, 2022
  Advisor changed firm

  Julie R. Occhiato left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2023-02-08)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:69448bfa-513d-3029-5319-0b2d485b80bb

First observed

Apr 26, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.