This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 1975earliest registration or exam on IAPD

Years in industry

51derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

6

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Jul 1, 1996

First registration

Sep 26, 2003

Dual registered

no

IAPD individual key

1200479

• Occurred

  Jun 8, 2026
  Advisor changed firm

  Stewart Jay Weissman left Integrated Wealth Concepts Llc for Lpl Financial Llc (registered 2026-06-08)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:694ed2b9-27b9-c0b2-5130-49389b9151ce

First observed

Sep 26, 2003

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.