DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stewart Jay Weissman
Feed of 09/14/2026
At current firm
0 y
since Jun 8, 2026
In the industry
51 y
since Jan 1, 1975 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 8, 2026 · Rancho Santa Fe, Ca
- Integrated Wealth Concepts LLC independent RIAFeb 1, 2023 to Jun 8, 2026 · Rancho Santa Fe, Ca
- Laurel Wealth Advisors, Inc. formerFeb 1, 2021 to Mar 31, 2023 · Rancho Santa Fe, Ca
- Laurel Wealth Advisors, Inc. formerSep 16, 2013 to Dec 31, 2020 · Solana Beach, Ca
- Scf Investment Advisors, Inc. formerApr 15, 2013 to Aug 21, 2013 · Fresno, Ca
- First Heartland Consultants, Inc. BD affiliatedJun 21, 2007 to Apr 15, 2013 · Encinitas, Ca
- Osaic Fs, Inc. formerSep 26, 2003 to Dec 20, 2006 · Encinitas, Ca
Moves
a registration end followed by a registration begin elsewhere
- Integrated Wealth Concepts LLC to LPL Financial LLCleft Jun 8, 2026, registered Jun 8, 2026 (0 days) · RIA to affiliated broker-dealer or bank
- Laurel Wealth Advisors, Inc. to Integrated Wealth Concepts LLCleft Mar 31, 2023, registered Feb 1, 2023 (-58 days) · corporate re-registration, not a move
- Scf Investment Advisors, Inc. to Laurel Wealth Advisors, Inc.left Aug 21, 2013, registered Sep 16, 2013 (26 days) · Other
- First Heartland Consultants, Inc. to Scf Investment Advisors, Inc.left Apr 15, 2013, registered Apr 15, 2013 (0 days) · Other
- Osaic Fs, Inc. to First Heartland Consultants, Inc.left Dec 20, 2006, registered Jun 21, 2007 (183 days) · Other
Signals
- Stewart Jay Weissman left Integrated Wealth Concepts Llc for Lpl Financial Llc (registered 2026-06-08)Jun 8, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 51derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address