DFX Intelligence

G••• H•••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

G••• H•••• V••••

Advisor at S••••••••• W•••••

SUMMIT, NJ | Waco, TX

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Search this name across graphsid dfx:ria:6961a100-a80d-10f4-8909-b6c5e953316d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 7, 1989 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 4, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Apr 11, 2025	n/a	yes	Waco, TX\|SUMMIT, NJ	Current employment
T•••••• P•••••••• A•••••••• L••	Independent wealth	Nov 25, 2009	Dec 31, 2024	no	WACO, TX\|SOUTHLAKE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• P•••••••• A•••••••• L••	S••••••••• W•••••	Dec 31, 2024	Apr 11, 2025	101	Firm change	RIA to RIA
M•• I•••••••• S•••••••• L••	T•••••• P•••••••• A•••••••• L••	Nov 16, 2009	Nov 25, 2009

Relationships

Registered with (4)

→ S••••••••• W•••••Registered adviserregistration: current employment
Apr 11, 2025 to presentfactForm ADV
→ T•••••• P•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 25, 2009 to Dec 31, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 10, 2004 to Nov 16, 2009factForm ADV
→ M••• S••••••••• C•••••••••Registered adviser

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
G••• H•••• V•••• left T•••••• P•••••••• A•••••••• L•• for S••••••••• W••••• (registered 2025-04-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6961a100-a80d-10f4-8909-b6c5e953316d
First observed: Dec 7, 1989
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.